SEC Form 4 · accession 0001127602-18-027758
Quanex Building Products CORP · NX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent L Korb
Officer — Sr. VP-Finance & CFO
Period of report
Sep 13, 2018
Accepted (ET)
Sep 17, 2018 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 13, 2018 | M | 50,000 | $7.83 | A | 152,805 | D | |
| Common StockF1 | Sep 13, 2018 | S | 50,000 | $19.0907 | D | 102,805 | D | |
| Common Stock | Sep 14, 2018 | M | 11,800 | $7.83 | A | 114,605 | D | |
| Common StockF2 | Sep 14, 2018 | S | 11,800 | $19.2619 | D | 102,805 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $7.83 | Sep 13, 2018 | M | 50,000 | D | Dec 3, 2009 | Dec 3, 2018 | Common Stock | 50,000 | 11,800 | D |
| Stock Options (Right to Buy) | $7.83 | Sep 14, 2018 | M | 11,800 | D | Dec 3, 2009 | Dec 3, 2018 | Common Stock | 11,800 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $18.60 to $19.25, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.45, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.