SEC Form 4 · accession 0000896878-18-000189
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad D Smith
Officer — Chairman, CEO & President · Director
Period of report
Sep 14, 2018
Accepted (ET)
Sep 17, 2018 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2018 | M | 114,825 | $56.52 | A | 415,445 | D | |
| Common Stock | Sep 14, 2018 | M | 139,500 | $63.11 | A | 554,945 | D | |
| Common StockF1 | Sep 14, 2018 | S | 210,020 | $227.5228 | D | 344,925 | D | |
| Common StockF2 | Sep 14, 2018 | S | 43,619 | $228.2726 | D | 301,306 | D | |
| Common StockF3 | Sep 14, 2018 | S | 686 | $228.9231 | D | 300,620 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F4 | $56.52 | Sep 14, 2018 | M | 114,825 | D | Jul 25, 2017 | Jul 23, 2019 | Common Stock | 114,825 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4 | $63.11 | Sep 14, 2018 | M | 139,500 | D | Jul 24, 2016 | Jul 23, 2020 | Common Stock | 139,500 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $226.825 to $227.82. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades ranging from $227.83 to $228.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $228.83 to $229.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Represents date all options under this award were vested.