SEC Form 4 · accession 0001127602-18-027775
CHEVRON CORP · CVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James William Johnson
Officer — Executive Vice President
Period of report
Sep 13, 2018
Accepted (ET)
Sep 17, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 13, 2018 | M | 4,750 | $73.70 | A | 4,750 | D | |
| Common StockF2 | Sep 13, 2018 | S | 3,300 | $115.8436 | D | 1,450 | D | |
| Common StockF3 | Sep 13, 2018 | S | 1,450 | $116.3496 | D | 0 | D | |
| Common StockF4 | holding | — | — | — | 4,821 | I | by 401(k) plan | |
| Common Stock | holding | — | — | — | 11,552 | I | by JWJ Revocable Trust | |
| Common Stock | holding | — | — | — | 1,000 | I | by Spouse Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F5 | $73.70 | Sep 13, 2018 | M | 4,750 | D | — | Jan 27, 2020 | Common Stock | 4,750 | 23,750 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2018.
- F2These shares were sold in multiple transactions at prices ranging from $115.21 to $116.21, inclusive. The price reported in Column 4 reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- F3These shares were sold in multiple transactions at prices ranging from $116.22 to $116.45, inclusive. The price reported in Column 4 reflects the weighted average sales price.
- F4Between July 13, 2018 and September 13, 2018, the reporting person acquired 46 shares of Chevron common stock under the Chevron Employee Savings Investment Plan, a 401(k) plan.
- F5Option granted 1/27/2010. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant.