SEC Form 4 · accession 0001567619-18-002755
At Home Group Inc. · HOME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman E McLeod
Officer — Chief Development Officer
Period of report
Sep 13, 2018
Accepted (ET)
Sep 17, 2018 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001646228
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 13, 2018 | M | 2,592 | $9.7536 | A | 7,630 | D | |
| Common StockF2 | Sep 13, 2018 | S | 2,592 | $33.18 | D | 5,038 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $9.7536 | Sep 13, 2018 | M | 2,592 | D | — | Oct 28, 2023 | Common Stock | 2,592 | 95,880 | D |
Explanation of responses
- F1This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2018.
- F2This amount includes 2,772 shares deliverable upon vesting and settlement of restricted stock units.
- F3This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2018.
- F4These options are fully vested.