SEC Form 4 · accession 0001615216-18-000072
DONALDSON Co INC · DCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tod E. Carpenter
Officer — Chairman, President and CEO · Director
Period of report
Sep 17, 2018
Accepted (ET)
Sep 18, 2018 · 10:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 17, 2018 | M | 17,600 | $17.28 | A | 90,276 | D | |
| Common Stock | Sep 17, 2018 | F | 8,960 | $59.04 | D | 81,316 | D | |
| Common Stock | Sep 17, 2018 | M | 18,000 | $21.20 | A | 99,316 | D | |
| Common Stock | Sep 17, 2018 | F | 11,065 | $59.04 | D | 88,251 | D | |
| Common Stock | holding | — | — | — | 7,509 | I | By Benefit Plan Trust | |
| Common Stock | holding | — | — | — | 9,234 | I | By Benefit Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $17.28 | Sep 17, 2018 | M | 17,600 | D | — | Dec 9, 2018 | Common Stock | 17,600 | 0 | D |
| Employee Stock Option (right to buy) | $59.04 | Sep 17, 2018 | A | 8,960 | A | Sep 17, 2018 | Dec 9, 2018 | Common Stock | 8,960 | 8,960 | D |
| Employee Stock Option (right to buy)F2 | $21.20 | Sep 17, 2018 | M | 18,000 | D | — | Dec 11, 2019 | Common Stock | 18,000 | 0 | D |
| Employee Stock Option (right to buy) | $59.04 | Sep 17, 2018 | A | 11,065 | A | Sep 17, 2018 | Dec 11, 2019 | Common Stock | 11,065 | 11,065 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning on December 9, 2008.
- F2The option vests in three equal annual installments beginning on December 11, 2009.