SEC Form 4 · accession 0000899243-18-024626
AGNT, Inc. · AGNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Penny Sanford
10% Owner
Period of report
Sep 13, 2018
Accepted (ET)
Sep 17, 2018 · 7:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 13, 2018 | X | 500,000 | $0.30 | D | 16,279,325 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call Option (obligation to sell) | $0.30 | Sep 13, 2018 | X | 500,000 | D | Mar 1, 2015 | Mar 1, 2025 | Common Stock | 500,000 | 500,000 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a previously entered stock option grant whereby the reporting person granted the right to purchase shares of the issuer's restricted common stock held by the reporting person.