SEC Form 4/A · accession 0001562762-18-000302
PARKERVISION INC · PRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Paul A Rosenbaum
Director
Period of report
Sep 10, 2018
Accepted (ET)
Sep 17, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914139
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible debtF1,F2 | $0.40 | Sep 10, 2018 | P | 100,000 | A | Sep 10, 2018 | Sep 7, 2023 | Common stock | 250,000 | 100,000 | D |
Explanation of responses
- F1Face value of 5-year note convertible at holder's option into common stock at a fixed conversion price of $0.40 per share.
- F2The original Form 4, filed on September 12, 2018, is being amended by this Form 4 amendment to correctly report the convertible note as a derivative security in Table II.