SEC Form 4 · accession 0001615216-18-000071
DONALDSON Co INC · DCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Brent Lewis
Officer — Vice President
Period of report
Sep 14, 2018
Accepted (ET)
Sep 17, 2018 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2018 | M | 2,000 | $15.87 | A | 4,000 | D | |
| Common Stock | Sep 14, 2018 | S | 987 | $58.99 | D | 3,013 | D | |
| Common Stock | Sep 14, 2018 | M | 4,000 | $21.14 | A | 7,013 | D | |
| Common Stock | Sep 14, 2018 | S | 2,222 | $58.99 | D | 4,791 | D | |
| Common Stock | holding | — | — | — | 550 | I | By Benefit Plan Trust | |
| Common Stock | holding | — | — | — | 2,636 | I | By Benefit Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $15.87 | Sep 14, 2018 | M | 2,000 | D | — | Jan 15, 2019 | Common Stock | 2,000 | 0 | D |
| Employee Stock Option (right to buy)F2 | $21.14 | Sep 14, 2018 | M | 4,000 | D | — | Jan 14, 2020 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning on January 15, 2009.
- F2The option vests in three equal annual installments beginning on January 14, 2010.