SEC Form 4 · accession 0001209191-18-051368

GENERAL DYNAMICS CORP · GD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Sep 14, 2018

Accepted (ET)

Sep 18, 2018 · 1:24 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000040533

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Sep 14, 2018	M	32,970	$135.85	A	99,333	D
Common Stock^F1	Sep 14, 2018	S	32,970	$199.852	D	66,363	D
Common Stock	Sep 14, 2018	M	44,840	$136.78	A	111,203	D
Common Stock^F2	Sep 14, 2018	S	44,740	$199.852	D	66,463	D
Common Stock	Sep 14, 2018	S	100	$200.465	D	66,363	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F3	$135.85	Sep 14, 2018	M	32,970	D	—	Mar 1, 2026	Common Stock	32,970	32,970	D
Stock Options^F4	$136.78	Sep 14, 2018	M	44,840	D	—	Mar 3, 2025	Common Stock	44,840	0	D

F1Sale prices ranged from $199.46 to $200.42. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F2Sale prices ranged from $199.46 to $200.45. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F3Fifty percent became exercisable on 03/02/2018 and the remaining fifty percent will become exercisable on 03/02/2019.
F4Fifty percent became exercisable on 03/04/2017 and the remaining fifty percent became exercisable on 03/04/2018.