SEC Form 4 · accession 0001046025-18-000165
HERITAGE FINANCIAL CORP /WA/ · HFWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Glasby
Officer — EVP Chief Techonology Officer
Period of report
Sep 17, 2018
Accepted (ET)
Sep 18, 2018 · 2:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 17, 2018 | M | 113 | $0.00 | A | 113 | D | |
| Common Stock | Sep 17, 2018 | F | 24 | $37.10 | D | 89 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Sep 17, 2018 | M | 113 | D | Sep 15, 2018 | Sep 15, 2020 | Common Stock | 113 | 224 | D |
Explanation of responses
- F1Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.