Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Jan 16, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

229 filings · trading day Jan 16, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 12, 2018 PForm 4 →	Jan 16, 6:09 am EST	Arbutus Biopharma CorpABUS	Patrick Machado10% Owner	664,000	$100.00	$66,400,000	1,164,000	—
Jan 12, 2018 PForm 4 →	Jan 16, 6:10 am EST	Arbutus Biopharma CorpABUS	Roivant Sciences Ltd.10% Owner	664,000	$100.00	$66,400,000	1,164,000	—
Jan 12, 2018 PForm 4 →	Jan 16, 7:30 am EST	Arbutus Biopharma CorpABUS	Andrew Lo10% Owner	664,000	$100.00	$66,400,000	1,164,000	—
Jan 12, 2018 PForm 4 →	Jan 16, 8:34 am EST	Arbutus Biopharma CorpABUS	VIKING GLOBAL PERFORMANCE LLC +510% Owner	664,000	$100.00	$66,400,000	1,164,000	—
Jan 12, 2018 PForm 4 →	Jan 16, 8:35 am EST	Arbutus Biopharma CorpABUS	VIKING GLOBAL INVESTORS LP +610% Owner	664,000	$100.00	$66,400,000	1,164,000	—
Jan 12, 2018 PForm 4 →	Jan 16, 8:40 am EST	Arbutus Biopharma CorpABUS	QVT Associates GP LLC +1Director, 10% Owner	664,000	$100.00	$66,400,000	1,164,000	—
Jan 12, 2018 PForm 4 →	Jan 16, 8:56 am EST	Arbutus Biopharma CorpABUS	Dexxon Holdings Ltd. +210% Owner	664,000	$100.00	$66,400,000	1,164,000	—
Jan 12, 2018 PForm 4 →	Jan 16, 8:56 am EST	Arbutus Biopharma CorpABUS	SVF Investments (UK) Ltd +310% Owner	664,000	$100.00	$66,400,000	1,164,000	—
Jan 12, 2018 MForm 4 →	Jan 16, 10:24 am EST	ENCANA CORPECA	Joanne Linette AlexanderEVP & General Counsel	14,410	$14.06	$202,605	0	—
Sep 28, 2010 AMForm 4/A →	Jan 12, 2018, 5:07 pm EST	LEE ENTERPRISES, INCLEE ENT	Michael R GulledgeVice President Publishing	65,215	$2.10	$136,914	0	—
Jan 10, 2018 AForm 4 →	Jan 12, 4:59 pm EST	WEC ENERGY GROUP, INC.WEC	Curt S CulverDirector	1,558	$64.18	$100,000	92,003	—
Jan 10, 2018 AForm 4 →	Jan 12, 4:59 pm EST	WEC ENERGY GROUP, INC.WEC	Mary Ellen StanekDirector	1,558	$64.18	$100,000	20,285	—
Jan 11, 2018 AForm 4 →	Jan 12, 4:15 pm EST	ALLIANT ENERGY CORPLNT	Thomas F OtooleDirector	1,490	$39.84	$59,375	9,885	—
Jan 11, 2018 AForm 4 →	Jan 12, 4:13 pm EST	ALLIANT ENERGY CORPLNT	Patrick E AllenDirector	1,412	$39.84	$56,250	19,002	—
Jan 10, 2018 SForm 4 →	Jan 12, 4:01 pm EST	Synchrony FinancialSYF	David P MelitoSee remarks	1,392	$40.00	$55,680	4,176	—
Jan 16, 2018 PForm 4 →	Jan 16, 3:26 pm EST	Southern National Bancorp of Virginia IncSONA	William H LagosSenior Vice President	3,500	$9.20	$32,200	0	—
Jan 11, 2018 AForm 4 →	Jan 12, 4:17 pm EST	ALLIANT ENERGY CORPLNT	Susan D WhitingDirector	753	$39.84	$30,000	14,170	—
Jan 15, 2018 AForm 4 →	Jan 16, 11:56 am EST	SAFEGUARD SCIENTIFICS INCSFE	John Joseph RobertsDirector	2,815	$11.10	$24,997	5,012	—
Jan 15, 2018 AForm 4 →	Jan 16, 11:56 am EST	SAFEGUARD SCIENTIFICS INCSFE	Stephen FisherDirector	2,252	$11.10	$20,002	3,421	—
Jan 11, 2018 PForm 4 →	Jan 16, 2:58 pm EST	Southern National Bancorp of Virginia IncSONA	Thomas Preston BakerChief Credit Officer	2,000	$9.20	$18,400	0	—
Jan 11, 2018 MForm 4 →	Jan 16, 2:47 pm EST	TUCOWS INC /PA/TCX	Jody StocksVP Engineering	4,000	$3.90	$15,580	0	—
Jan 10, 2018 AForm 4 →	Jan 12, 4:25 pm EST	WILEY JOHN & SONS, INC.JWA/JWB	William B PlummerDirector	233	$64.90	$15,136	47,533	—
Jan 10, 2018 AForm 4 →	Jan 12, 4:22 pm EST	WILEY JOHN & SONS, INC.JWA/JWB	Matthew S KissnerDirector	168	$64.90	$10,887	34,190	—
Jan 11, 2018 MForm 4 →	Jan 12, 5:33 pm EST	LAYNE CHRISTENSEN COLAYN	Robert R GilmoreDirector	779	$12.99	$10,116	153	—
Jan 10, 2018 AForm 4 →	Jan 12, 4:23 pm EST	WILEY JOHN & SONS, INC.JWA/JWB	Raymond W McDanielDirector	139	$64.90	$9,045	28,406	—
Jan 12, 2018 AForm 4 →	Jan 16, 12:38 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Carlos G. LinaresEVP, Global R&D	111	$49.02	$5,447	111	—
Jan 12, 2018 AForm 4 →	Jan 16, 12:39 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Rick SpannEVP, Global Operations	110	$49.02	$5,401	1,665	—
Jan 15, 2018 AForm 4 →	Jan 16, 11:56 am EST	SAFEGUARD SCIENTIFICS INCSFE	Julie A DobsonDirector	599	$11.10	$5,317	4,175	—
Jan 10, 2018 AForm 4 →	Jan 12, 4:22 pm EST	WILEY JOHN & SONS, INC.JWA/JWB	Mari Jean BakerDirector	62	$64.90	$4,015	12,608	—
Jan 11, 2018 AForm 4 →	Jan 16, 7:59 am EST	VERIZON COMMUNICATIONS INCVZ	Lowell C McAdamChairman and CEO, Director	206	$14.86	$3,057	366,651	—
Jan 10, 2018 AForm 4 →	Jan 12, 4:22 pm EST	WILEY JOHN & SONS, INC.JWA/JWB	George BellDirector	39	$64.90	$2,518	7,908	—
Jan 12, 2018 AForm 4 →	Jan 16, 12:40 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Richard A DierkerEVP Finance & CFO	51	$49.02	$2,481	2,418	—
Jan 11, 2018 AForm 4 →	Jan 16, 8:00 am EST	VERIZON COMMUNICATIONS INCVZ	Craig L. SillimanEVP of PubPolicy & Gen Counsel	132	$14.86	$1,961	77,216	—
Jan 12, 2018 AForm 4 →	Jan 16, 12:42 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Britta BomhardEVP & Chief Marketing Officer	39	$49.02	$1,916	2,530	—
Jan 12, 2018 AForm 4 →	Jan 16, 12:43 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Judy A. ZagorskiEVP, Global Human Resources	37	$49.02	$1,816	638	—
Jan 10, 2018 AForm 4 →	Jan 12, 4:23 pm EST	WILEY JOHN & SONS, INC.JWA/JWB	Laurie A LeshinDirector	28	$64.90	$1,809	5,683	—
Jan 11, 2018 AForm 4 →	Jan 16, 7:58 am EST	VERIZON COMMUNICATIONS INCVZ	Timothy M ArmstrongEVP and President and CEO-Oath	113	$14.86	$1,673	12,374	—
Jan 11, 2018 AForm 4 →	Jan 16, 8:02 am EST	VERIZON COMMUNICATIONS INCVZ	John G StrattonEVP&Pres - Global Operations	105	$14.86	$1,558	130,847	—
Jan 11, 2018 AForm 4 →	Jan 16, 8:02 am EST	VERIZON COMMUNICATIONS INCVZ	Hans Erik VestbergEVP & Pres-Global Networks&CTO	97	$14.86	$1,442	97	—
Jan 11, 2018 AForm 4 →	Jan 16, 8:00 am EST	VERIZON COMMUNICATIONS INCVZ	Marc C ReedEVP & Chief Admin. Officer	82	$14.86	$1,211	70,735	—
Jan 11, 2018 AForm 4 →	Jan 16, 7:59 am EST	VERIZON COMMUNICATIONS INCVZ	Matthew D. EllisEVP and CFO	74	$14.86	$1,096	13,046	—
Jan 12, 2018 PForm 4 →	Jan 16, 10:04 am EST	OLD NATIONAL BANCORP /IN/ONB	James C Ryan IIISEVP-CFO	50	$18.40	$920	50	—
Jan 12, 2018 AForm 4 →	Jan 16, 10:07 am EST	INTERNATIONAL BUSINESS MACHINES CORPIBM	Kenneth M KeverianSenior Vice President	5	$163.14	$816	7,567	—
Jan 11, 2018 AForm 4 →	Jan 16, 8:01 am EST	VERIZON COMMUNICATIONS INCVZ	Anthony T SkiadasSVP & Controller	38	$14.86	$560	50,974	—
Jan 12, 2018 PForm 4 →	Jan 16, 10:05 am EST	OLD NATIONAL BANCORP /IN/ONB	James A SandgrenPRESIDENT & COO	29	$18.40	$534	29	—
Jan 12, 2018 PForm 4 →	Jan 16, 10:04 am EST	OLD NATIONAL BANCORP /IN/ONB	Scott J EvernhamEXEC VP - WEALTH MANAGEMENT	21	$18.40	$386	1,375	—
Jan 12, 2018 PForm 4 →	Jan 16, 10:05 am EST	OLD NATIONAL BANCORP /IN/ONB	Christopher A WolkingSEVP - CAPITAL MARKETS	4	$18.40	$74	6,170	—
Jan 10, 2018 AForm 4 →	Jan 12, 4:02 pm EST	GLYCOMIMETICS INCGLYC	Brian M. HahnCFO	65,000	—	—	65,000	—
Jan 10, 2018 AForm 4 →	Jan 12, 4:03 pm EST	GLYCOMIMETICS INCGLYC	John L. MagnaniSVP of Research, CSO, Director	75,000	—	—	75,000	—
Jan 10, 2018 AForm 4 →	Jan 12, 4:04 pm EST	GLYCOMIMETICS INCGLYC	Helen M. ThackraySVP Clinical Development, CMO	75,000	—	—	75,000	—
Jan 10, 2018 AForm 4 →	Jan 12, 4:04 pm EST	GLYCOMIMETICS INCGLYC	Rachel K. KingPresident, CEO, Director	175,000	—	—	175,000	—
Jan 10, 2018 MForm 4 →	Jan 12, 4:05 pm EST	Care.com IncCRCM	Michael EchenbergChief Financial Officer	1,000	—	—	79,780	—
Jan 12, 2018 MForm 4 →	Jan 12, 4:07 pm EST	Sage Therapeutics, Inc.SAGE	Stephen KanesChief Medical Officer	20,000	—	—	111,432	—
Dec 29, 2017 AForm 4/A →	Jan 12, 2018, 4:09 pm EST	Gogo Inc.GOGO	Robert L CrandallDirector	3,477	—	—	3,477	—
Jan 10, 2018 MForm 4 →	Jan 12, 4:10 pm EST	Lantheus Holdings, Inc.LNTH	Michael P DuffySee Remarks	21,655	—	—	0	—
Dec 29, 2017 AForm 4/A →	Jan 12, 2018, 4:10 pm EST	Gogo Inc.GOGO	Hugh W JonesDirector	3,477	—	—	3,477	—
Jan 11, 2018 MForm 4 →	Jan 12, 4:11 pm EST	BOSTON BEER CO INCSAM	Martin F RoperPresident and C.E.O., Director	10,000	—	—	100,773	—
Dec 29, 2017 AForm 4/A →	Jan 12, 2018, 4:11 pm EST	Gogo Inc.GOGO	Ronald T LemayDirector	4,718	—	—	4,718	—
Dec 29, 2017 AForm 4/A →	Jan 12, 2018, 4:12 pm EST	Gogo Inc.GOGO	Michele Coleman MayesDirector	3,477	—	—	3,477	—
Dec 29, 2017 AForm 4/A →	Jan 12, 2018, 4:13 pm EST	Gogo Inc.GOGO	Robert H MundheimDirector	3,477	—	—	3,477	—
Dec 29, 2017 AForm 4/A →	Jan 12, 2018, 4:14 pm EST	Gogo Inc.GOGO	Christopher D PayneDirector	3,477	—	—	3,477	—
Jan 10, 2018 AForm 4 →	Jan 12, 4:14 pm EST	VEEVA SYSTEMS INCVEEV	Peter P GassnerChief Executive Officer, Director, 10% Owner	2,838,635	—	—	2,838,635	—
Jan 11, 2018 MForm 4 →	Jan 12, 4:15 pm EST	NORDSON CORPNDSN	Joseph StockunasVice President	5,000	—	—	0	—
Jan 12, 2018 MForm 4 →	Jan 12, 4:15 pm EST	NORDSON CORPNDSN	Gregory A ThaxtonSenior Vice President, CFO	7,475	—	—	0	—
Jan 10, 2018 MForm 4 →	Jan 12, 4:15 pm EST	COLLEGIUM PHARMACEUTICAL, INCCOLL	Alison B FlemingChief Technology Officer	6,928	—	—	5,753	—
Dec 29, 2017 AForm 4/A →	Jan 12, 2018, 4:16 pm EST	Gogo Inc.GOGO	Oakleigh ThorneDirector, 10% Owner	3,477	—	—	3,477	—
Jan 11, 2018 MForm 4 →	Jan 12, 4:16 pm EST	VERTEX PHARMACEUTICALS INC / MAVRTX	Stuart A ArbuckleEVP\Chief Commercial Officer	4,250	—	—	21,250	—
Jan 10, 2018 AForm 4 →	Jan 12, 4:17 pm EST	ZION OIL & GAS INCZN	Ralph DevoreDirector	50,000	—	—	328,534	—
Dec 29, 2017 AForm 4/A →	Jan 12, 2018, 4:17 pm EST	Gogo Inc.GOGO	Charles C TownsendDirector	3,477	—	—	3,477	—
Dec 29, 2017 AForm 4/A →	Jan 12, 2018, 4:17 pm EST	Gogo Inc.GOGO	Harris N WilliamsDirector	3,477	—	—	3,477	—
Jan 11, 2018 MForm 4 →	Jan 12, 4:18 pm EST	SEMTECH CORPSMTC	Charles B. AmmannEVP	2,250	—	—	12,000	—
Jan 10, 2018 MForm 4 →	Jan 12, 4:19 pm EST	KIRBY CORPKEX	Dorman Lynn StrahanPresident-Kirby Engine Systems	3,088	—	—	0	—
Jan 10, 2018 MForm 4 →	Jan 12, 4:21 pm EST	HERON THERAPEUTICS, INC. /DE/HRTX	Kimberly ManhardExecutive VP, Drug Development	7,584	—	—	112,416	—
Jan 10, 2018 PForm 4 →	Jan 12, 4:22 pm EST	EMPIRE PETROLEUM CORPEMPR	Tony KaminDirector, 10% Owner	250,000	—	—	390,000	—
Jan 11, 2018 MForm 4 →	Jan 12, 4:24 pm EST	NETWORK 1 TECHNOLOGIES INCNTIP-NYSE	Emanuel R PearlmanDirector	25,000	—	—	0	—
Jan 11, 2018 MForm 4 →	Jan 12, 4:25 pm EST	MARVELL TECHNOLOGY GROUP LTDMRVL	Matthew J MurphyCEO and President, Director	32,625	—	—	195,750	—
Jan 11, 2018 MForm 4 →	Jan 12, 4:32 pm EST	SUPERNUS PHARMACEUTICALS INCSUPN	Gregory S PatrickVP, Chief Financial Officer	75,000	—	—	20,000	—
Jan 10, 2018 MForm 4 →	Jan 12, 4:33 pm EST	WEB.COM GROUP, INC.WEB	Kevin M CarneyEVP and CFO	69,468	—	—	0	—
Jan 10, 2018 MForm 4 →	Jan 12, 4:34 pm EST	AGIOS PHARMACEUTICALS INCAGIO	Scott BillerChief Scientific Officer	3,000	—	—	1,867	—
Jan 11, 2018 AForm 4 →	Jan 12, 4:34 pm EST	ARGAN INCAGX	John Ronald Jeffrey Jr.Director	10,000	—	—	20,000	—
Jan 11, 2018 CForm 4 →	Jan 12, 4:37 pm EST	TILLY'S, INC.TLYS	Tilly Levine10% Owner	10,000	—	—	354,386	—
Jan 10, 2018 MForm 4 →	Jan 12, 4:37 pm EST	Primo Water CorpPRMW	Mark CastanedaChief Financial Officer	381,417	—	—	0	—
Jan 10, 2018 MForm 4 →	Jan 12, 4:39 pm EST	Primo Water CorpPRMW	David W. HassChief Strategy Officer	45,715	—	—	49,860	—
Jan 11, 2018 AForm 4 →	Jan 12, 4:40 pm EST	ARGAN INCAGX	James W QuinnDirector	10,000	—	—	50,000	—
Jan 11, 2018 AForm 4 →	Jan 12, 4:40 pm EST	ARGAN INCAGX	Cynthia FlandersDirector	10,000	—	—	47,000	—
Jan 10, 2018 MForm 4 →	Jan 12, 4:41 pm EST	Primo Water CorpPRMW	David J MillsVice President Finance	95,533	—	—	0	—
Jan 10, 2018 MForm 4 →	Jan 12, 4:42 pm EST	Primo Water CorpPRMW	Billy D PrimExecutive Chairman, Director	254,047	—	—	318,080	—
Jan 10, 2018 MForm 4 →	Jan 12, 4:45 pm EST	Essent Group Ltd.ESNT	David B WeinstockVP & Chief Accounting Officer	1,079	—	—	10,289	—
Jan 10, 2018 MForm 4 →	Jan 12, 4:45 pm EST	Primo Water CorpPRMW	Matthew SheehanPresident and CEO, Director	476,286	—	—	0	—
Jan 10, 2018 MForm 4 →	Jan 12, 4:52 pm EST	MICRON TECHNOLOGY INCMU	April S ArnzenSVP, Human Resources	889	—	—	0	—
Nov 8, 2017 MForm 5 →	Jan 12, 2018, 4:55 pm EST	Artisan Partners Asset Management Inc.APAM	Gregory K RamirezExecutive Vice President, 10% Owner	2,500	—	—	77,364	—
Jan 10, 2018 MForm 4 →	Jan 12, 4:56 pm EST	ChromaDex Corp.CDXC	Frank L Jaksch Jr.CEO, Director	28,379	—	—	196,555	—
Jan 10, 2018 MForm 4 →	Jan 12, 4:58 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Francisco DsouzaChief Executive Officer, Director	240,000	—	—	0	—
Jan 10, 2018 MForm 4 →	Jan 12, 5:01 pm EST	Vulcan Materials COVMC	Ejaz A KhanVP, Controller & CIO	3,000	—	—	9,150	—
Jan 11, 2018 MForm 4 →	Jan 12, 5:09 pm EST	MSC INDUSTRIAL DIRECT CO INCMSM	Christopher DavanzoSVP, Finance and Controller	12,046	—	—	2,054	—
Jan 11, 2018 MForm 4 →	Jan 12, 5:12 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	Matthew BoteinDirector	10,000	—	—	878,552	—
Jan 10, 2018 AForm 4 →	Jan 12, 5:21 pm EST	Pharma-Bio Serv, Inc.PBSV	Irving L WiesenDirector	20,000	—	—	20,000	—
Jan 10, 2018 AForm 4 →	Jan 12, 5:21 pm EST	Pharma-Bio Serv, Inc.PBSV	Howard SpindelDirector	20,000	—	—	20,000	—
Jan 10, 2018 AForm 4 →	Jan 12, 5:21 pm EST	Pharma-Bio Serv, Inc.PBSV	Dov PerlyskyDirector	20,000	—	—	20,000	—
Jan 10, 2018 AForm 4 →	Jan 12, 5:21 pm EST	Pharma-Bio Serv, Inc.PBSV	Kirk Wheeler MichelDirector	20,000	—	—	20,000	—
Jan 8, 2018 MForm 4 →	Jan 12, 5:22 pm EST	MABVAX THERAPEUTICS HOLDINGS, INC.MBVX	Paul V MaierDirector	100,000	—	—	1,543	—	late
Jan 8, 2018 MForm 4 →	Jan 12, 5:23 pm EST	MABVAX THERAPEUTICS HOLDINGS, INC.MBVX	Jeffrey F EisenbergDirector	100,000	—	—	1,543	—	late
Jan 8, 2018 MForm 4 →	Jan 12, 5:25 pm EST	MABVAX THERAPEUTICS HOLDINGS, INC.MBVX	Kenneth M CohenDirector	100,000	—	—	1,543	—	late
Jan 10, 2018 ADForm 4 →	Jan 12, 5:26 pm EST	NATHANS FAMOUS INCNATH	Charles RaichDirector	31,266	—	—	16,117	—
Jan 8, 2018 MForm 4 →	Jan 12, 5:26 pm EST	MABVAX THERAPEUTICS HOLDINGS, INC.MBVX	Thomas C VarvaroDirector	100,000	—	—	1,543	—	late
Jan 10, 2018 XForm 4 →	Jan 12, 5:27 pm EST	CREDIT ACCEPTANCE CORPCACC	Donald A Foss10% Owner	800	—	—	0	—
Jan 10, 2018 AForm 4 →	Jan 12, 5:30 pm EST	S&W Seed CoSANW	David A FischhoffDirector	13,416	—	—	6,708	—
Jan 10, 2018 ADForm 4 →	Jan 12, 5:31 pm EST	NATHANS FAMOUS INCNATH	Robert J EideDirector	7,818	—	—	4,030	—
Dec 31, 2017 JForm 5 →	Jan 12, 2018, 5:32 pm EST	TELEPHONE & DATA SYSTEMS INC /DE/TDS	Kenneth R MeyersDirector	833	—	—	38,192	—
Jan 11, 2018 MForm 4 →	Jan 12, 5:33 pm EST	NUTRI SYSTEM INC /DE/NTRI	Keira KrauszChief Marketing Officer	5,000	—	—	101,114	—
Jan 10, 2018 ADForm 4 →	Jan 12, 5:35 pm EST	NATHANS FAMOUS INCNATH	Brian S GensonDirector	31,266	—	—	16,117	—
Jan 10, 2018 AForm 4 →	Jan 12, 5:40 pm EST	S&W Seed CoSANW	Consuelo E. MadereDirector	11,740	—	—	5,870	—
Jan 10, 2018 ADForm 4 →	Jan 12, 5:41 pm EST	NATHANS FAMOUS INCNATH	Barry LeistnerDirector	31,266	—	—	16,117	—
Jan 10, 2018 AForm 4 →	Jan 12, 5:43 pm EST	TIFFANY & COTIF	Leigh M. HarlanSENIOR VICE PRESIDENT	91	—	—	390	—
Jan 10, 2018 ADForm 4 →	Jan 12, 5:47 pm EST	NATHANS FAMOUS INCNATH	Attilio PetrocelliDirector	31,266	—	—	16,117	—
Jan 10, 2018 MForm 4 →	Jan 12, 5:52 pm EST	RAMBUS INCRMBS	Laura StarkSVP, GM ESD, Director	2,940	—	—	36,159	—
Jan 10, 2018 AForm 4 →	Jan 12, 5:53 pm EST	S&W Seed CoSANW	Alexander C MatinaDirector	15,652	—	—	7,826	—
Jan 11, 2018 MForm 4 →	Jan 12, 5:53 pm EST	AVISTA CORPAVA	Kevin J ChristieVice President	2,770	—	—	0	—
Jan 11, 2018 MForm 4 →	Jan 12, 6:04 pm EST	AVISTA CORPAVA	Bryan Alden CoxVice President	970	—	—	0	—
Jan 10, 2018 AForm 4 →	Jan 12, 6:04 pm EST	S&W Seed CoSANW	Robert D StrausDirector	12,112	—	—	6,056	—
Jan 11, 2018 MForm 4 →	Jan 12, 6:05 pm EST	Intersect ENT, Inc.XENT	Jeryl L HillemanChief Financial Officer	12,835	—	—	85,165	—
Jan 12, 2018 MForm 4 →	Jan 12, 6:06 pm EST	NUTRI SYSTEM INC /DE/NTRI	Dawn M. ZierPresident and CEO, Director	30,006	—	—	84,397	—
Jan 10, 2018 MForm 4 →	Jan 12, 6:07 pm EST	WADDELL & REED FINANCIAL INCWDR	Benjamin R ClouseVice President and CAO	325	—	—	974	—
Nov 7, 2017 GForm 4 →	Jan 12, 2018, 6:10 pm EST	SKECHERS USA INCSKX	Michael GreenbergPresident, Director	102,600	—	—	16,425	—	late
Jan 11, 2018 MForm 4 →	Jan 12, 6:12 pm EST	AVISTA CORPAVA	Marian M DurkinSenior Vice President	6,595	—	—	0	—
Jan 10, 2018 MForm 4 →	Jan 12, 6:15 pm EST	Pacira Pharmaceuticals, Inc.PCRX	David M StackCEO and Chairman, Director	28,885	—	—	83,190	—
Jan 10, 2018 AForm 4 →	Jan 12, 6:15 pm EST	S&W Seed CoSANW	Charles B SeidlerDirector	14,534	—	—	7,267	—
Jan 10, 2018 AForm 4 →	Jan 12, 6:15 pm EST	TIFFANY & COTIF	Gretchen Koback-PurselSenior Vice President	30	—	—	103	—
Jan 10, 2018 AForm 4 →	Jan 12, 6:15 pm EST	TIFFANY & COTIF	William A ShutzerDirector	5	—	—	18	—
Jan 10, 2018 AForm 4 →	Jan 12, 6:16 pm EST	TIFFANY & COTIF	Michael D RinaldoVP-CONTRLR PRINC. ACCTG. OFF	6	—	—	13	—
Jan 10, 2018 AForm 4 →	Jan 12, 6:16 pm EST	TIFFANY & COTIF	Andrew W. HartSENIOR VICE PRESIDENT	72	—	—	308	—
Jan 10, 2018 AForm 4 →	Jan 12, 6:16 pm EST	TIFFANY & COTIF	Caroline D NaggiarSENIOR VICE PRESIDENT	73	—	—	313	—
Jan 10, 2018 AForm 4 →	Jan 12, 6:23 pm EST	TIFFANY & COTIF	Mark J ErcegPrincipal Financial Officer	128	—	—	547	—
Jan 10, 2018 AForm 4 →	Jan 12, 6:23 pm EST	TIFFANY & COTIF	Philippe GaltieSenior Vice President	99	—	—	368	—
Jan 10, 2018 AForm 4 →	Jan 12, 6:24 pm EST	TIFFANY & COTIF	Jean-Marc BellaicheSENIOR VICE PRESIDENT	86	—	—	371	—
Jan 10, 2018 AForm 4 →	Jan 12, 6:24 pm EST	TIFFANY & COTIF	Michael Joseph KowalskiDirector	5	—	—	18	—
Jan 10, 2018 AForm 4 →	Jan 12, 6:24 pm EST	TIFFANY & COTIF	Rose Marie BravoDirector	5	—	—	18	—
Jan 10, 2018 AForm 4 →	Jan 12, 6:25 pm EST	TIFFANY & COTIF	Gary E CostleyDirector	5	—	—	18	—
Jan 10, 2018 AForm 4 →	Jan 12, 6:25 pm EST	TIFFANY & COTIF	Pamela H CloudSENIOR VICE PRESIDENT	82	—	—	354	—
Jan 10, 2018 AForm 4 →	Jan 12, 6:26 pm EST	S&W Seed CoSANW	Grover T. WickershamDirector	13,602	—	—	6,801	—
Jan 11, 2018 CForm 4 →	Jan 12, 6:33 pm EST	Pure Storage, Inc.PSTG	James N White10% Owner	95,123	—	—	1,282,150	—
Jan 11, 2018 CForm 4 →	Jan 12, 6:33 pm EST	Pure Storage, Inc.PSTG	Stefan A Dyckerhoff10% Owner	25,520	—	—	242,808	—
Jan 12, 2018 CForm 4 →	Jan 12, 6:42 pm EST	Pure Storage, Inc.PSTG	Greylock XIII GP LLC +210% Owner	5,343,250	—	—	1,775,386	—
Jan 11, 2018 MForm 4 →	Jan 12, 6:45 pm EST	AVISTA CORPAVA	Karen S FeltesSenior Vice President	6,725	—	—	0	—
Jan 12, 2018 MForm 4 →	Jan 12, 6:52 pm EST	SALESFORCE COM INCCRM	Joe AllansonChief Accounting Officer	22,606	—	—	0	—
Jan 11, 2018 MForm 4 →	Jan 12, 6:54 pm EST	AVISTA CORPAVA	James M KensokVice President	2,770	—	—	0	—
Jan 11, 2018 CMForm 4 →	Jan 12, 7:00 pm EST	Okta, Inc.OKTA	William E LoschChief Financial Officer	36,600	—	—	0	—
Jan 10, 2018 MForm 4 →	Jan 12, 7:04 pm EST	Cloudera, Inc.CLDR	Wayne KimberVice President of Finance	100,000	—	—	151,967	—
Jan 11, 2018 MForm 4 →	Jan 12, 7:07 pm EST	AVISTA CORPAVA	Ryan L KrasseltVice President	2,330	—	—	0	—
Jan 1, 2018 MForm 4/A →	Jan 12, 7:14 pm EST	Core-Mark Holding Company, Inc.CORE	Christopher HobsonSenior VP US Distribution	5,966	—	—	2,868	—
Jan 1, 2018 MForm 4/A →	Jan 12, 7:21 pm EST	Core-Mark Holding Company, Inc.CORE	William SteinSVP US Distribution East	5,600	—	—	2,668	—
Jan 10, 2018 CForm 4 →	Jan 12, 7:28 pm EST	BOX INCBOX	Dana L EvanDirector	7,500	—	—	120,653	—
Jan 10, 2018 CForm 4 →	Jan 12, 7:29 pm EST	BOX INCBOX	Dylan C SmithChief Financial Officer, Director	13,000	—	—	1,238,545	—
Jan 10, 2018 MForm 4 →	Jan 12, 7:47 pm EST	ELLIE MAE INCELLI	Gates Cathleen SchreinerEVP, Sales & Marketing	13,164	—	—	0	—
Jan 12, 2018 MForm 4 →	Jan 12, 7:56 pm EST	Atara Biotherapeutics, Inc.ATRA	John McGrathEVP & Chief Financial Officer	30,000	—	—	10,000	—
Jan 11, 2018 AForm 4 →	Jan 12, 7:59 pm EST	ARGAN INCAGX	William F. LeimkuhlerDirector	10,000	—	—	60,000	—
Jan 11, 2018 MForm 4 →	Jan 12, 8:03 pm EST	NETFLIX INCNFLX	Jonathan FriedlandChief Communications Officer	2,011	—	—	0	—
Jan 10, 2018 MForm 4 →	Jan 12, 8:30 pm EST	BIOTIME INCBTX	Michael D WestCo-Chief Executive Officer, Director	1,562	—	—	14,063	—
Jan 11, 2018 MForm 4 →	Jan 12, 8:42 pm EST	ELLIE MAE INCELLI	Jonathan CorrPresident & CEO, Director	1,131	—	—	7,660	—
Jan 10, 2018 AForm 4 →	Jan 12, 9:00 pm EST	SCHULMAN A INCSHLM	Joseph M GingoPresident & CEO, Director	34,680	—	—	34,680	—
Jan 10, 2018 AForm 4 →	Jan 12, 9:03 pm EST	SCHULMAN A INCSHLM	Andreas K GuntherEVP - Chief Human Resources	6,660	—	—	6,660	—
Jan 10, 2018 AForm 4 →	Jan 12, 9:06 pm EST	SCHULMAN A INCSHLM	Andrean HortonSenior Corp. Counsel	7,620	—	—	7,620	—
Jan 10, 2018 AForm 4 →	Jan 12, 9:08 pm EST	SCHULMAN A INCSHLM	Heinrich Lingnau-SchneiderSVP & General Manager - EMEA	7,620	—	—	7,620	—
Jan 10, 2018 AForm 4 →	Jan 12, 9:15 pm EST	SCHULMAN A INCSHLM	Timothy J McDannoldTreasurer - Dir.Risk Mngmnt.	2,480	—	—	2,480	—
Jan 10, 2018 AForm 4 →	Jan 12, 9:16 pm EST	SCHULMAN A INCSHLM	Gary A MillerVP, Chief Procurement Officer	14,390	—	—	14,390	—
Jan 10, 2018 MForm 4 →	Jan 12, 9:17 pm EST	BIOTIME INCBTX	Aditya P. MohantyCo-Chief Executive Officer, Director	4,687	—	—	42,188	—
Jan 10, 2018 AForm 4 →	Jan 12, 9:18 pm EST	SCHULMAN A INCSHLM	Gustavo S. PerezSVP & GM LATAM	7,520	—	—	7,520	—
Jan 10, 2018 AForm 4 →	Jan 12, 9:20 pm EST	SCHULMAN A INCSHLM	Gary D. PhillipsChief Commercial Officer	3,880	—	—	3,880	—
Jan 10, 2018 AForm 4 →	Jan 12, 9:23 pm EST	SCHULMAN A INCSHLM	John W RichardsonEVP - Chief Financial Officer	15,230	—	—	15,230	—	amended
Jan 10, 2018 AForm 4 →	Jan 12, 9:26 pm EST	SCHULMAN A INCSHLM	Frank RoedererSVP & GM Engineered Composites	4,280	—	—	4,280	—
Jan 10, 2018 AForm 4 →	Jan 12, 9:32 pm EST	SCHULMAN A INCSHLM	Rainer ScheweEVP Global Supply Chain	4,190	—	—	4,190	—	amended
Jan 10, 2018 AForm 4 →	Jan 12, 9:38 pm EST	SCHULMAN A INCSHLM	Stacy R WalterEVP - Internal Audit	1,900	—	—	1,900	—
Jan 10, 2018 AForm 4 →	Jan 12, 9:42 pm EST	SCHULMAN A INCSHLM	Kristopher R WestbrooksVP - Controller and CAO	3,240	—	—	3,240	—
Dec 19, 2017 AForm 4 →	Jan 12, 2018, 9:56 pm EST	CATASYS, INC.CATS	Christopher ShirleyChief Financial Officer	135,000	—	—	135,000	—	late
Jan 8, 2018 MForm 4 →	Jan 16, 6:00 am EST	MABVAX THERAPEUTICS HOLDINGS, INC.MBVX	John David HansenPRESIDENT AND CEO, Director	727,210	—	—	0	—	late
Jan 8, 2018 MForm 4 →	Jan 16, 6:00 am EST	MABVAX THERAPEUTICS HOLDINGS, INC.MBVX	Philip O. LivingstonCHIEF SCIENCE OFFICER, Director	100,000	—	—	0	—	late
Jan 8, 2018 MForm 4 →	Jan 16, 6:00 am EST	MABVAX THERAPEUTICS HOLDINGS, INC.MBVX	Paul W MaffuidEXECUTIVE VICE PRESIDENT	406,382	—	—	0	—	late
Jan 8, 2018 MForm 4 →	Jan 16, 6:00 am EST	MABVAX THERAPEUTICS HOLDINGS, INC.MBVX	Paul F ResnickVICE PRESIDENT, CBO	29,944	—	—	0	—	late
Jan 8, 2018 MForm 4 →	Jan 16, 6:00 am EST	MABVAX THERAPEUTICS HOLDINGS, INC.MBVX	Gregory P HansonCHIEF FINANCIAL OFFICER, SECR	449,159	—	—	0	—	late
Dec 1, 2017 AForm 4/A →	Jan 16, 2018, 8:17 am EST	Trade Desk, Inc.TTD	Jeffrey Terry GreenPresident and CEO, Director, 10% Owner	91,738	—	—	91,738	—
Jan 11, 2018 MForm 4 →	Jan 16, 8:21 am EST	PRAXAIR INCPX	Anne K RobySenior Vice President	10,230	—	—	0	—
Jan 15, 2018 MForm 4 →	Jan 16, 9:27 am EST	HEALTHSTREAM INCHSTM	J Edward PearsonSenior Vice President	45,000	—	—	0	—
Jan 12, 2018 AForm 4 →	Jan 16, 9:52 am EST	UNIFIRST CORPUNF	Raymond C. ZemlinDirector	1,000	—	—	1,000	—
Jan 12, 2018 AForm 4 →	Jan 16, 9:54 am EST	UNIFIRST CORPUNF	Thomas PostekDirector	1,000	—	—	1,000	—
Jan 12, 2018 AForm 4 →	Jan 16, 9:55 am EST	UNIFIRST CORPUNF	Michael IandoliDirector	1,000	—	—	1,000	—
Jan 12, 2018 AForm 4 →	Jan 16, 9:57 am EST	UNIFIRST CORPUNF	Phillip L CohenDirector	1,000	—	—	1,000	—
Jan 12, 2018 AForm 4 →	Jan 16, 9:59 am EST	UNIFIRST CORPUNF	Kathleen M CamilliDirector	1,000	—	—	1,000	—
Jan 11, 2018 MForm 4 →	Jan 16, 10:03 am EST	KIRBY CORPKEX	Joseph H. ReniersPresident - Kirby Distribution	3,500	—	—	0	—
Jan 12, 2018 MForm 4 →	Jan 16, 10:04 am EST	DEERE & CODE	James M. FieldPres. Ag. & Turf Division	22,095	—	—	0	—
Jan 12, 2018 MForm 4 →	Jan 16, 10:55 am EST	MOOG INC.MOGA/MOGB	Lawrence J BallVice President	10,000	—	—	0	—
Jan 11, 2018 MForm 4 →	Jan 16, 11:23 am EST	AVISTA CORPAVA	David J MeyerVice President	2,770	—	—	0	—	amended
Jan 11, 2018 MForm 4 →	Jan 16, 11:37 am EST	AVISTA CORPAVA	Scott L MorrisChairman and CEO	26,565	—	—	0	—
Feb 21, 2017 MForm 4 →	Jan 16, 2018, 11:42 am EST	MANITOWOC CO INCMTW	Kenneth W KruegerDirector	1,050	—	—	0	—	late
Jan 11, 2018 MForm 4 →	Jan 16, 11:44 am EST	AVISTA CORPAVA	Heather Lynn RosentraterVice President	970	—	—	0	—
Jan 11, 2018 MForm 4 →	Jan 16, 11:57 am EST	AVISTA CORPAVA	Edward David SchlectVice President	2,770	—	—	0	—
Jan 11, 2018 MForm 4 →	Jan 16, 12:21 pm EST	AVISTA CORPAVA	Jason R ThackstonSenior Vice President	5,585	—	—	0	—
Jan 11, 2018 MForm 4 →	Jan 16, 12:30 pm EST	AVISTA CORPAVA	Mark T ThiesSenior Vice President	8,445	—	—	0	—
Jan 11, 2018 MForm 4 →	Jan 16, 12:39 pm EST	AVISTA CORPAVA	Dennis P VermillionPresident	8,600	—	—	0	—
Jan 12, 2018 MForm 4 →	Jan 16, 12:48 pm EST	PRAXAIR INCPX	Eduardo F MenezesExecutive Vice President	62,490	—	—	0	—
Jan 11, 2018 MForm 4/A →	Jan 16, 1:08 pm EST	AVISTA CORPAVA	David J MeyerVice President	2,770	—	—	0	—
Jan 11, 2018 AMForm 4 →	Jan 16, 1:15 pm EST	Eastside Distilling, Inc.EAST	Steve ShumChief Financial Officer	35,000	—	—	25,000	—
Jan 12, 2018 AForm 4 →	Jan 16, 1:18 pm EST	FreightCar America, Inc.RAIL	Theodore W. BaunChief Commercial Officer	73,976	—	—	16,182	—
Jan 12, 2018 AForm 4 →	Jan 16, 1:19 pm EST	FreightCar America, Inc.RAIL	James R MeyerPresident and CEO, Director	33,025	—	—	33,025	—
Jan 11, 2018 AForm 4 →	Jan 16, 1:21 pm EST	Eastside Distilling, Inc.EAST	Trent D DavisDirector	7,500	—	—	7,500	—
Jan 12, 2018 AForm 4 →	Jan 16, 1:23 pm EST	FreightCar America, Inc.RAIL	Georgia L VlamisVP, Gen Counsel, Corp Sec & HR	56,591	—	—	12,379	—
Jan 12, 2018 AForm 4 →	Jan 16, 1:24 pm EST	FreightCar America, Inc.RAIL	Matthew S KohnkeVP, Finance, CFO, Treasurer	57,067	—	—	12,483	—
Jan 12, 2018 AForm 4 →	Jan 16, 1:26 pm EST	FreightCar America, Inc.RAIL	Joseph J MaliekelVP, Corp Controller and PAO	3,447	—	—	3,447	—
Jan 11, 2018 AForm 4 →	Jan 16, 1:29 pm EST	Eastside Distilling, Inc.EAST	Jack N PetersonDirector	7,500	—	—	7,500	—
Jan 16, 2018 MForm 4 →	Jan 16, 1:32 pm EST	EAGLE BANCORP INCEGBN	Ronald D PaulPresident & CEO, Director	30,250	—	—	0	—
Nov 29, 2017 JForm 5 →	Jan 16, 2018, 1:34 pm EST	WillScot CorpWSC	Fredric D RosenDirector	—	—	—	20,000	—
Jan 11, 2018 AForm 4 →	Jan 16, 1:35 pm EST	Eastside Distilling, Inc.EAST	Shelly SaundersDirector	7,500	—	—	7,500	—
Jan 8, 2018 AForm 4 →	Jan 16, 1:49 pm EST	SUMMER ENERGY HOLDINGS INCSUME	Jaleea Pyle GeorgeCFO, Secretary, Director	85,000	—	—	85,000	—	late
Jan 8, 2018 AForm 4 →	Jan 16, 1:52 pm EST	SUMMER ENERGY HOLDINGS INCSUME	Angela HanleyPresident	150,000	—	—	150,000	—	late
Jan 11, 2018 AMForm 4 →	Jan 16, 1:52 pm EST	Eastside Distilling, Inc.EAST	Melissa HeimEVP Ops and Master Distiller	35,000	—	—	25,000	—
Jan 12, 2018 MForm 4 →	Jan 16, 2:22 pm EST	PRICESMART INCPSMT	Edgar ZurcherDirector	1,000	—	—	0	—
Jan 14, 2018 MForm 4 →	Jan 16, 2:24 pm EST	NEXSTAR MEDIA GROUP, INC.NXST	Perry A SookCEO & President, Director	25,000	—	—	1,425,000	—
Jan 11, 2018 AMForm 4 →	Jan 16, 2:29 pm EST	Eastside Distilling, Inc.EAST	Grover T. WickershamChairman of the Board & CEO, Director, 10% Owner	35,000	—	—	25,000	—
Jan 15, 2018 AForm 4 →	Jan 16, 2:32 pm EST	KENNAMETAL INCKMT	Joseph AlvaradoDirector	1,156	—	—	1,156	—
Jan 11, 2018 AForm 4 →	Jan 16, 2:35 pm EST	Eastside Distilling, Inc.EAST	Mick FlemingDirector	7,500	—	—	7,500	—
Jan 12, 2018 MForm 4 →	Jan 16, 3:06 pm EST	Bloomin' Brands, Inc.BLMN	David Peter SchmidtEVP & Pres. Bonefish Grill	3,500	—	—	0	—
Jan 12, 2018 AForm 4 →	Jan 16, 3:09 pm EST	ZION OIL & GAS INCZN	Paul OroianDirector	50,000	—	—	301,000	—
Jan 12, 2018 AForm 4 →	Jan 16, 3:16 pm EST	ZION OIL & GAS INCZN	Kent SiegelDirector	50,000	—	—	276,000	—
Jan 12, 2018 MForm 4 →	Jan 16, 3:18 pm EST	SYNNEX CORPSNX	Andrea M ZulbertiDirector	1,500	—	—	3,500	—
Jan 12, 2018 AForm 4 →	Jan 16, 3:42 pm EST	CATALYST BIOSCIENCES, INC.CBIO	Howard LevyChief Medical Officer	33,000	—	—	33,000	—
Jan 12, 2018 AForm 4 →	Jan 16, 3:43 pm EST	CATALYST BIOSCIENCES, INC.CBIO	Fletcher PayneChief Financial Officer	26,000	—	—	26,000	—
Jan 12, 2018 AForm 4 →	Jan 16, 3:44 pm EST	CATALYST BIOSCIENCES, INC.CBIO	Nassim UsmanPresident and CEO, Director	95,000	—	—	95,000	—
Jan 16, 2018 XForm 4 →	Jan 16, 3:46 pm EST	Bandwidth Inc.BAND	James A Bowen10% Owner	1,252	—	—	0	—
Jan 12, 2018 MForm 4 →	Jan 16, 3:59 pm EST	BALL CorpBLL	Daniel William FisherSr VP & COO Global Bev Pkg	800	—	—	69,970	—
Jan 11, 2018 MForm 4 →	Jan 16, 3:59 pm EST	ATN International, Inc.ATNI	Leonard Q. SlapSVP and General Counsel	12,500	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.