SEC Form 4/A · accession 0001209191-18-003509
Trade Desk, Inc. · TTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffrey Terry Green
Officer — President and CEO · Director · 10% Owner
Period of report
Dec 1, 2017
Accepted (ET)
Jan 16, 2018 · 8:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 1, 2017 | A | 45,372 | $0.00 | A | 144,772 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $48.00 | Dec 1, 2017 | A | 91,738 | A | — | Dec 1, 2027 | Class A Common Stock | 91,738 | 91,738 | D |
Explanation of responses
- F1On December 5, 2017, the Reporting Person filed a Form 4 which inadvertently reported that he had acquired 36,297 shares of issuer's common stock. In fact, as reported in this amendment, the Reporting Person acquired 45,372 shares of the issuer's common stock. The vesting schedule in the original Form 4 is accurate. The additional shares that were omitted from the original Form 4 were also omitted from two Form 4s filed by the Reporting Person after his original Form 4 was filed.
- F2On December 5, 2017, the Reporting Person filed a Form 4 which inadvertently reported that he acquired an option to purchase 73,066 shares of issuer's common stock. In fact, as reported in the amendment, the Reporting Person acquired an option to purchase 91,738 shares of issuer's common stock.
- F3On December 5, 2017, the Reporting Person filed a Form 4 which had an error in the reported vesting schedule. In fact, as reported in this amendment, the vesting schedule is as follows: "The option was granted on December 1, 2017, the vesting commencement date ("VCD"). The option vests over four years in increments on each monthly anniversary of the VCD according to the following schedule: an aggregate of 23,455 shares will vest during each of the calendar years 2018, 2019 and 2020 and an aggregate of 21,373 shares will vest during calendar year 2021, in each case, subject to continued employment with the issuer through the applicable vesting dates."