SEC Form 4 · accession 0000899243-18-000986
Lantheus Holdings, Inc. · LNTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Duffy
Officer — See Remarks
Period of report
Jan 10, 2018
Accepted (ET)
Jan 12, 2018 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001521036
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 10, 2018 | M | 4,483 | $5.62 | A | 156,784 | D | |
| Common Stock | Jan 10, 2018 | M | 17,172 | $5.62 | A | 173,956 | D | |
| Common StockF2 | Jan 10, 2018 | S | 21,655 | $22.4018 | D | 152,301 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $5.62 | Jan 10, 2018 | M | 4,483 | D | — | Apr 4, 2018 | Common Stock | 4,483 | 0 | D |
| Stock Option (right to buy)F4 | $5.62 | Jan 10, 2018 | M | 17,172 | D | — | Apr 4, 2018 | Common Stock | 17,172 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.30 to $22.675, inclusive. The reporting person undertakes to provide to Lantheus Holdings, Inc., ("LNTH") any security holder of LNTH or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- F3This option, originally representing a right to purchase a total of 44,483 shares of common stock, became exercisable in five equal annual installments beginning on April 4, 2009.
- F4This option, originally representing a right to purchase a total of 44,485 shares of common stock, became exercisable based on LNTH's satisfaction of certain performance criteria for each of the fiscal years ending 2008, 2009, 2010, 2011 and 2012. Certain of the performance criteria for 2008 and 2009 were met, resulting in the vesting of this option as to an aggregate of 17,172 shares of common stock.
Remarks
SVP, General Counsel and Secretary