SEC Form 4 · accession 0000104918-18-000022
AVISTA CORP · AVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heather Lynn Rosentrater
Officer — Vice President
Period of report
Jan 11, 2018
Accepted (ET)
Jan 16, 2018 · 11:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock-Performance SharesF1 | Jan 11, 2018 | M | 1,426 | — | A | 6,277 | D | |
| Common Stock-Performance SharesF2 | Jan 11, 2018 | F | 452 | $51.62 | D | 5,825 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Conversion of 2015 Performance SharesF1 | — | Jan 11, 2018 | M | 970 | D | — | — | Common Stock | 970 | 0 | D |
Explanation of responses
- F1Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure.
- F2Shares withheld to pay income tax on Performance Shares acquired 1/11/18.