SEC Form 4 · accession 0001445546-18-000239
Bandwidth Inc. · BAND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Bowen
10% Owner
Period of report
Jan 16, 2018
Accepted (ET)
Jan 16, 2018 · 3:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Jan 16, 2018 | X | 1,252 | $6.57 | A | 1,096,429 | D | |
| Class B Common Stock | holding | — | — | — | 547,743 | I | * |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant for Class B Common Stock | $6.57 | Jan 16, 2018 | X | 1,252 | D | Oct 19, 2017 | Jan 19, 2018 | Class B Common Stock | 1,252 | 0 | D |
| Warrant for Class B Common Stock | $10.26 | holding | — | — | — | Feb 22, 2011 | Feb 22, 2018 | Class B Common Stock | 4,927 | 4,927 | D |
Remarks
*Through First Trust Capital Partners LLC, FT Bandwidth Ventures, LLC and FT Bandwidth Ventures II, LLC. The reporting person disclaims beneficial ownership of the securities owned by such entities except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purposes.