Insider · CIK 0001241109

James A Bowen

Files at: FDEU, BAND, FSD, FIV, FFA, FCT. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $1.2M · 6sales $17.6M · 2net −$16.4M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 11, 2018 PForm 4 →	Oct 12, 11:30 am EDT	FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDFDEU	30,000	$14.40	$432,003	68,288	+78.4%	plan?
Aug 22, 2018 PForm 4 →	Aug 23, 12:35 pm EDT	FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDFDEU	5,437	$15.82	$86,013	38,288	+16.6%	plan?
Aug 17, 2018 PForm 4 →	Aug 22, 3:19 pm EDT	FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDFDEU	32,851	$15.72	$516,334	32,851	—	plan? late
Aug 8, 2018 SForm 4 →	Aug 10, 1:36 pm EDT	Bandwidth Inc.BAND	350,000	$42.00	$14,700,000	13,113	−96.4%	plan?
Jul 17, 2018 CForm 4 →	Jul 18, 5:51 pm EDT	Bandwidth Inc.BAND	700,000	—	—	363,113	—	plan?
Jun 28, 2018 JForm 4 →	Jun 29, 2:13 pm EDT	Bandwidth Inc.BAND	406,372	—	—	24,088	—	plan?
Jun 25, 2018 JForm 4 →	Jun 25, 5:20 pm EDT	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	1,211	—	—	8,236	—	plan?
Feb 15, 2018 XForm 4 →	Feb 15, 5:50 pm EST	Bandwidth Inc.BAND	4,927	$10.26	$50,551	1,101,356	—	plan?
Jan 16, 2018 XForm 4 →	Jan 16, 3:46 pm EST	Bandwidth Inc.BAND	1,252	$6.57	$8,226	1,096,429	—	plan?
Nov 28, 2017 SForm 4 →	Nov 28, 6:03 pm EST	Bandwidth Inc.BAND	158,526	$18.60	$2,948,584	547,743	−22.4%	plan?
Aug 24, 2015 PForm 4 →	Aug 25, 9:29 am EDT	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	7,025	$14.37	$100,949	7,025	—	plan?
Aug 24, 2015 PForm 4 →	Aug 25, 9:27 am EDT	FIRST TRUST ENHANCED EQUITY INCOME FUNDFFA	4,003	$12.94	$51,799	4,003	—	plan?
Aug 24, 2015 PForm 4 →	Aug 25, 9:25 am EDT	FIRST TRUST SENIOR FLOATING RATE INCOME FUND IIFCT	3,955	$12.80	$50,624	4,955	+396%	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 15, 2018 XForm 4 →	Feb 15, 5:50 pm EST	Bandwidth Inc.BAND	4,927	—	—	0	—
Jan 16, 2018 XForm 4 →	Jan 16, 3:46 pm EST	Bandwidth Inc.BAND	1,252	—	—	0	—