SEC Form 4 · accession 0001445546-18-000965
Bandwidth Inc. · BAND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Bowen
10% Owner
Period of report
Feb 15, 2018
Accepted (ET)
Feb 15, 2018 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Feb 15, 2018 | X | 4,927 | $10.26 | A | 1,101,356 | D | |
| Class B Common Stock | holding | — | — | — | 547,743 | I | * |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant for Class B Common Stock | $10.26 | Feb 15, 2018 | X | 4,927 | D | Feb 22, 2011 | Feb 22, 2018 | Class B Common Stock | 4,927 | 0 | D |
Remarks
*Through First Trust Capital Partners LLC, FT Bandwidth Ventures, LLC and FT Bandwidth Ventures II, LLC. The reporting person disclaims beneficial ownership of the securities owned by such entities except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purposes.