SEC Form 4 · accession 0001179110-18-000862
ATN International, Inc. · ATNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard Q. Slap
Officer — SVP and General Counsel
Period of report
Jan 11, 2018
Accepted (ET)
Jan 16, 2018 · 3:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 11, 2018 | M | 6,250 | $44.12 | A | 32,895 | D | |
| Common Stock | Jan 11, 2018 | M | 2,500 | $32.96 | A | 35,395 | D | |
| Common Stock | Jan 11, 2018 | M | 3,750 | $37.36 | A | 39,145 | D | |
| Common StockF1 | Jan 11, 2018 | F | 9,764 | $60.37 | D | 29,381 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $44.12 | Jan 11, 2018 | M | 6,250 | D | — | Jun 15, 2020 | Common Stock | 6,250 | 0 | D |
| Stock OptionF3 | $32.96 | Jan 11, 2018 | M | 2,500 | D | — | Mar 15, 2021 | Common Stock | 2,500 | 0 | D |
| Stock OptionF4 | $37.36 | Jan 11, 2018 | M | 3,750 | D | — | Mar 22, 2022 | Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1Reflects shares withheld by the Company for payment of Mr. Slap's tax liability and exercise price for option exercises.
- F2The option vested in equal installments on each of June 15, 2011, 2012, 2013 and 2014.
- F3The option vested in equal installments on each of March 15, 2012, 2013, 2014 and 2015.
- F4The option vested in equal installments on each of March 22, 2013, 2014, 2015 and 2016.