SEC Form 4 · accession 0001127602-18-001811
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel William Fisher
Officer — Sr VP & COO Global Bev Pkg
Period of report
Jan 12, 2018
Accepted (ET)
Jan 16, 2018 · 3:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 12, 2018 | F | 275 | $37.90 | D | 9,569 | D | |
| Common Stock | Jan 12, 2018 | M | 800 | $37.90 | A | 10,369 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Jan 12, 2018 | M | 800 | D | — | — | Common Stock | 800 | 69,970 | D |
Explanation of responses
- F1Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.
- F2Common stock acquired upon the lapse of Table II Restricted Stock Units.
- F3Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- F4Lapse of restricted stock units.