SEC Form 4 · accession 0000899243-18-001004

RAMBUS INC · RMBS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, GM ESD · Director

Period of report

Jan 10, 2018

Accepted (ET)

Jan 12, 2018 · 5:52 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000917273

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jan 10, 2018	M	465	$8.55	A	199,673	D
Common Stock	Jan 10, 2018	M	700	$7.31	A	200,373	D
Common Stock	Jan 10, 2018	M	971	$5.46	A	201,344	D
Common Stock	Jan 10, 2018	M	804	$8.76	A	202,148	D
Common Stock^F2	Jan 10, 2018	S	2,940	$14.1049	D	199,208	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee stock option (right to buy)^F3	$8.55	Jan 10, 2018	M	465	D	—	Feb 2, 2019	Common Stock	465	12,930	D
Employee stock option (right to buy)^F3	$7.31	Jan 10, 2018	M	700	D	—	Feb 1, 2022	Common Stock	700	20,300	D
Employee stock option (right to buy)^F3	$5.46	Jan 10, 2018	M	971	D	—	Feb 1, 2023	Common Stock	971	28,171	D
Employee stock option (right to buy)^F3	$8.76	Jan 10, 2018	M	804	D	—	Feb 3, 2024	Common Stock	804	36,159	D

F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017.
F2The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $14.06 to $14.16. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3Shares subject to the option are fully vested and immediately exercisable.