SEC Form 4 · accession 0001209191-18-003492
SCHULMAN A INC · SHLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrean Horton
Officer — Senior Corp. Counsel
Period of report
Jan 10, 2018
Accepted (ET)
Jan 12, 2018 · 9:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000087565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 10, 2018 | A | 2,690 | $0.00 | A | 6,706 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $38.90 | Jan 10, 2018 | A | 7,620 | A | Jan 10, 2021 | Jan 10, 2028 | Common Stock | 7,620 | 7,620 | D |
Explanation of responses
- F1Award represents a grant of restricted stock which restrictions lapse on the third anniversary of the grant date.