SEC Form 4 · accession 0001437749-18-000595
CATASYS, INC. · CATS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Shirley
Officer — Chief Financial Officer
Period of report
Dec 19, 2017
Accepted (ET)
Jan 12, 2018 · 9:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136174
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option to purchase Common StockF1,F2 | $7.50 | Dec 19, 2017 | A | 135,000 | A | — | Dec 19, 2027 | Common Stock | 135,000 | 135,000 | D |
Explanation of responses
- F1These options were granted to Mr. Shirley for his services as the Chief Financial Officer of the Company.
- F233,750 options will vest 1-year from grant date and the remaining 101,250 options will vest 1/36th over the next 36 months.