Form4insider filings, from the source

Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Aug 28, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

122 filings · trading day Aug 28, 2017Download CSVQuotes for these symbols ↗
TradeReported (ET)CompanyInsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Aug 23, 2017 AMForm 4 →Aug 25, 6:56 pm EDTROYAL GOLD INCRGLDTony A JensenCEO and President, Director45,844$87.42$2,235,32924,427—
Aug 23, 2017 DForm 4/A →Aug 28, 3:30 pm EDTNUTRACEUTICAL INTERNATIONAL CORPNUTRFrank W Gay IIChairman and CEO, Director42,000$41.80$1,755,6000—
Aug 23, 2017 AMForm 4 →Aug 25, 7:29 pm EDTROYAL GOLD INCRGLDWilliam Holmes HeissenbuttelVP Corporate Development16,118$87.42$804,2648,057—
Aug 23, 2017 AMForm 4 →Aug 25, 7:45 pm EDTROYAL GOLD INCRGLDMark IstoVP Operations11,896$87.42$755,3097,497— amended
Aug 23, 2017 AMForm 4 →Aug 25, 8:20 pm EDTROYAL GOLD INCRGLDStefan WengerCFO and Treasurer15,292$87.42$744,8187,377—
Aug 23, 2017 AMForm 4 →Aug 25, 8:04 pm EDTROYAL GOLD INCRGLDBruce Christopher KirchhoffVP, GC and Corporate Secretary13,451$87.42$625,9276,017—
Aug 23, 2017 AMForm 4 →Aug 25, 7:11 pm EDTROYAL GOLD INCRGLDKarli S. AndersonVP Investor Relations10,195$87.42$605,8215,787—
Aug 23, 2017 MForm 4 →Aug 25, 6:19 pm EDTQ2 Holdings, Inc.QTWOJohn E BreedenEVP, Operations10,000$8.35$83,50047,717—
Aug 25, 2017 MForm 4 →Aug 28, 2:54 pm EDTQNB CORPQNBCDavid W. FreemanCEO/President, Director1,000$23.20$23,200400—
Aug 25, 2017 MForm 4 →Aug 28, 1:37 pm EDTCLEARONE INCCLROZeynep HakimogluPRESIDENT & CEO, Director5,000$4.03$20,15028,380—
Aug 23, 2017 PForm 4 →Aug 28, 3:21 pm EDTBright Mountain Media, Inc.BMTMW Kip SpeyerCEO/President/Chairman, Director, 10% Owner50,000$0.40$20,00050,000— late
Aug 23, 2017 MForm 4 →Aug 25, 5:37 pm EDTAchaogen IncAKAOBlake WisePresident & COO35,363$0.125$4,4200—
Aug 23, 2017 AForm 4 →Aug 25, 4:45 pm EDTEQT GP Holdings, LPEQGPStephen A ThoringtonDirector64$26.30$1,6838,127—
Aug 23, 2017 AForm 4 →Aug 25, 4:46 pm EDTEQT GP Holdings, LPEQGPKimberly T FlemingDirector60$26.30$1,5787,590—
Aug 23, 2017 AForm 4 →Aug 25, 4:44 pm EDTEQT GP Holdings, LPEQGPMark Stephen LewisDirector41$26.30$1,0785,115—
Aug 25, 2017 AForm 4 →Aug 28, 12:47 pm EDTFULLER H B COFULZhiwei CaiSr. VP, Engineering Adhesives5$50.95$245651—
Aug 7, 2017 AForm 4 →Aug 25, 4:00 pm EDTU.S. Stem Cell, Inc.USRMSheldon T. AndersonDirector1,500,000——3,001,400— late
Aug 24, 2017 MForm 4 →Aug 25, 4:02 pm EDTBAXTER INTERNATIONAL INCBAXCarole J ShapazianDirector4,020——0—
Aug 23, 2017 MForm 4 →Aug 25, 4:03 pm EDTWEC ENERGY GROUP, INC.WECGale E KlappaDirector12,632——0—
Aug 7, 2017 AForm 4 →Aug 25, 4:03 pm EDTU.S. Stem Cell, Inc.USRMMark P BormanDirector1,500,000——3,002,810— late
Aug 7, 2017 AForm 4 →Aug 25, 4:05 pm EDTU.S. Stem Cell, Inc.USRMWilliam P Murphy Jr.Director1,500,000——3,003,087— late
Aug 24, 2017 MForm 4 →Aug 25, 4:06 pm EDTUNITED THERAPEUTICS CorpUTHRMartine A RothblattChairman & CEO, Director2,176——28,613—
Aug 23, 2017 MForm 4 →Aug 25, 4:06 pm EDTPLEXUS CORPPLXSRalf R BoerDirector2,500——0—
Aug 23, 2017 MForm 4 →Aug 25, 4:06 pm EDTCLOROX CO /DE/CLXJon M BalousekSVP - GM, Specialty Div7,094——0—
Aug 23, 2017 MForm 4 →Aug 25, 4:07 pm EDTCLOROX CO /DE/CLXJames E FosterEVP Product Supply7,185——0—
Aug 23, 2017 MForm 4 →Aug 25, 4:10 pm EDTADVANCED MICRO DEVICES INCAMDDevinder KumarSVP, CFO & Treasurer15,000——325,221—
Aug 24, 2017 MForm 4 →Aug 25, 4:17 pm EDTAudentes Therapeutics, Inc.BOLDMary NewmanSVP, Regulatory Affairs10,000——43,817—
Aug 23, 2017 CForm 4 →Aug 25, 4:17 pm EDTDolby Laboratories, Inc.DLBDagmar Dolby +110% Owner100,000——11,726,194—
Aug 23, 2017 AForm 4 →Aug 25, 4:29 pm EDTGlobal Medical REIT Inc.GMRERobert J KiernanChief Financial Officer5,974——5,974—
Jul 24, 2017 AForm 4 →Aug 25, 4:32 pm EDTSITO MOBILE, LTD.SITOChester PetrowDirector100,000——100,000— late amended
Aug 23, 2017 MForm 4 →Aug 25, 4:33 pm EDTEQUITY RESIDENTIALEQRBruce C StrohmEVP & General Counsel25,000——32,906—
Aug 25, 2017 AForm 4 →Aug 25, 4:34 pm EDTJason Industries, Inc.JASNChad M ParisChief Financial Officer35,000——70,000—
Aug 23, 2017 PForm 4 →Aug 25, 4:35 pm EDTSONIC FOUNDRY INCSOFOMark D BurishDirector, 10% Owner655——655—
Aug 23, 2017 PForm 4 →Aug 25, 4:36 pm EDTTPG Pace Energy Holdings Corp.TPGEStephen I ChazenPresident & CEO, Director4,667——42,633—
Aug 23, 2017 MForm 4 →Aug 25, 4:44 pm EDTTYLER TECHNOLOGIES INCTYLJohn S Marr Jr.CEO and Chairman of the Board, Director30,647——11,373—
Aug 23, 2017 JForm 4 →Aug 25, 4:50 pm EDTCLS Holdings USA, Inc.CLSHJeffrey I BinderChairman, President and CEO, Director, 10% Owner———0—
Aug 23, 2017 JForm 4 →Aug 25, 4:53 pm EDTCLS Holdings USA, Inc.CLSHFrank KoretskyDirector, 10% Owner———0—
Aug 23, 2017 JForm 4 →Aug 25, 4:54 pm EDTCLS Holdings USA, Inc.CLSHNewcan Investment Partners LLC10% Owner———0—
Aug 23, 2017 MForm 4 →Aug 25, 5:00 pm EDTSYSCO CORPSYYWilliam J DeLaney IIIChief Executive Officer, Director30,000——60,000—
Aug 23, 2017 MForm 4 →Aug 25, 5:03 pm EDTSYSCO CORPSYYWayne ShurtsExecutive Vice President15,600——155,594—
Aug 23, 2017 MForm 4 →Aug 25, 5:05 pm EDTCOMERICA INC /NEW/CMAPaul R ObermeyerExecutive Vice President12,850——0—
Aug 23, 2017 AForm 4 →Aug 25, 5:12 pm EDTMAXLINEAR INCMXLJames LougheedSee remarks83,592——83,592—
Aug 23, 2017 AForm 4 →Aug 25, 5:12 pm EDTEXTREME NETWORKS INCEXTRBenjamin Drew DaviesEVP Chief Financial Officer48,491——48,491—
Aug 23, 2017 AForm 4 →Aug 25, 5:12 pm EDTEXTREME NETWORKS INCEXTRRobert J GaultEVP Worldwide Sales Services a48,491——48,491—
Aug 23, 2017 AForm 4 →Aug 25, 5:13 pm EDTEXTREME NETWORKS INCEXTREdward MeyercordPresident and CEO, Director146,552——146,552—
Aug 24, 2017 MForm 4 →Aug 25, 5:18 pm EDTTRANSATLANTIC PETROLEUM LTD.TATChad BurkhardtVP and General Counsel20,202——20,202—
Aug 23, 2017 MForm 4 →Aug 25, 5:20 pm EDTJames River Group Holdings, Ltd.JRVRSteven J HartmanPres. & CEO-Sp. Adm. Ins Sgmt25,000——50,000—
Aug 24, 2017 MForm 4 →Aug 25, 5:24 pm EDTPENNYMAC FINANCIAL SERVICES, INC.PFSIAnne McCallionChief Enterprise Ops Officer5,000——680,720—
Aug 23, 2017 MForm 4 →Aug 25, 5:24 pm EDTEQUITY RESIDENTIALEQRDavid J NeithercutPresident & CEO, Director75,000——219,562—
May 1, 2017 MForm 4 →Aug 25, 5:33 pm EDTNantHealth, Inc.NHPaul HoltChief Financial Officer18,181——42,622— late
Aug 9, 2017 CGForm 4 →Aug 25, 5:41 pm EDTSquare, Inc.SQSarah FriarChief Financial Officer592,762——569,916— late
Aug 23, 2017 MForm 4 →Aug 25, 5:46 pm EDTLPL Financial Holdings Inc.LPLADan H. ArnoldPresident & CEO, Director17,985——3,742—
Jun 15, 2017 AForm 4 →Aug 25, 5:46 pm EDTBioCardia, Inc.BCDAThomas QuertermousDirector156,583——156,583— late
Jun 15, 2017 AForm 4 →Aug 25, 5:47 pm EDTBioCardia, Inc.BCDASimon H StertzerDirector156,583——156,583— late
Jun 15, 2017 AForm 4 →Aug 25, 5:47 pm EDTBioCardia, Inc.BCDAJay M MoyesDirector156,583——156,583— late
Jun 15, 2017 AForm 4 →Aug 25, 5:48 pm EDTBioCardia, Inc.BCDAFernando L FernandezDirector110,000——110,000— late
Aug 23, 2017 MForm 4 →Aug 25, 5:48 pm EDTITERIS, INC.ITIThomas N BlairSr. Vice President43,750——0—
Jun 15, 2017 AForm 4 →Aug 25, 5:50 pm EDTBioCardia, Inc.BCDAAllan R TesslerDirector110,000——110,000— late
Jun 15, 2017 AForm 4 →Aug 25, 5:50 pm EDTBioCardia, Inc.BCDARichard C Pfenniger Jr.Director110,000——110,000— late
Jun 15, 2017 AForm 4 →Aug 25, 5:50 pm EDTBioCardia, Inc.BCDARichard M KrasnoDirector110,000——110,000— late
Aug 24, 2017 AForm 4 →Aug 25, 5:53 pm EDTATRION CORPATRIJeffery StricklandCFO324——649—
Aug 16, 2017 AForm 4 →Aug 25, 5:53 pm EDTTrueCar, Inc.TRUEBrian SkuttaEVP, Dealer Sales & Service12,500——12,500— late
Aug 16, 2017 AForm 4 →Aug 25, 5:54 pm EDTTrueCar, Inc.TRUENeeraj GunsagarEVP, Chief Marketing Officer12,500——12,500— late
Aug 14, 2017 AForm 4 →Aug 25, 6:02 pm EDTMASIMO CORPMASIDavid J Van RamshorstChief Accounting Officer5,000——5,000— late
Aug 25, 2017 MForm 4 →Aug 25, 6:07 pm EDTSix Flags Entertainment CorpSIXJames Reid-AndersonExec. Chairman, Director62,500——62,500—
Aug 23, 2017 JForm 4 →Aug 25, 6:12 pm EDTLiberty Global plcLBTYJohn C MaloneDirector, 10% Owner4——1—
Aug 23, 2017 AForm 4 →Aug 25, 6:23 pm EDTAMICUS THERAPEUTICS INCFOLDJay BarthChief Medical Officer3,000——3,000—
Aug 16, 2017 MForm 4 →Aug 25, 6:36 pm EDTROYAL GOLD INCRGLDTony A JensenCEO and President, Director91,891——27,137— late
Aug 23, 2017 MForm 4 →Aug 25, 6:51 pm EDTALLIANCEBERNSTEIN HOLDING L.P.ABJames A GingrichChief Operating Officer10,500——30,784—
Aug 24, 2017 MForm 4 →Aug 25, 7:34 pm EDTExpedia, Inc.EXPEMark D OkerstromEVP of Ops & CFO12,500——25,000—
Aug 23, 2017 MForm 4 →Aug 25, 7:41 pm EDTRevance Therapeutics, Inc.RVNCL Daniel BrowneCEO and President, Director331——10,990—
Aug 24, 2017 MForm 4 →Aug 25, 7:45 pm EDTINTUIT INCINTUSasan K GoodarziEVP, Small Bus. & Self-Emplyd.90,000——0—
Aug 24, 2017 MForm 4 →Aug 25, 7:46 pm EDTINTUIT INCINTUHenry Tayloe StansburyEVP, Chief Technology Officer1,871——0—
Aug 24, 2017 MForm 4 →Aug 25, 7:52 pm EDTSEATTLE GENETICS INC /WASGENJonathan G DrachmanCMO & EVP, R & D10,000——0—
Aug 23, 2017 MForm 4 →Aug 25, 8:24 pm EDTCBS CORPCBS, CBS.ALeslie MoonvesChairman, President & CEO, Director150,000——100,000—
Aug 23, 2017 AForm 4 →Aug 25, 8:50 pm EDTROYAL GOLD INCRGLDC. Kevin McArthurDirector1,015——1,015—
Aug 23, 2017 AForm 4 →Aug 25, 9:00 pm EDTROYAL GOLD INCRGLDJamie C SokalskyDirector1,015——1,015—
Aug 23, 2017 AForm 4 →Aug 25, 9:10 pm EDTROYAL GOLD INCRGLDChristopher M.T. ThompsonDirector1,015——1,015—
Aug 23, 2017 AForm 4 →Aug 25, 9:18 pm EDTROYAL GOLD INCRGLDRonald J VanceDirector1,015——1,015—
Aug 23, 2017 AForm 4 →Aug 25, 9:24 pm EDTROYAL GOLD INCRGLDSybil E VeenmanDirector1,015——1,015—
Aug 14, 2017 CMForm 4/A →Aug 25, 9:30 pm EDTSnap IncSNAPTimothy SehnSenior VP of Engineering600,000——0—
Aug 23, 2017 CMForm 4 →Aug 25, 9:32 pm EDTSnap IncSNAPTimothy SehnSenior VP of Engineering225,000——0—
Aug 23, 2017 AForm 4/A →Aug 25, 9:32 pm EDTROYAL GOLD INCRGLDC. Kevin McArthurDirector1,015——1,015—
Aug 23, 2017 CForm 4 →Aug 25, 9:35 pm EDTSnap IncSNAPImran KhanChief Strategy Officer350,000——3,277,461—
Aug 24, 2017 MForm 4 →Aug 28, 6:37 am EDTIMPERVA INCIMPVAnthony J BettencourtDirector80,000——85,000—
Aug 25, 2017 MForm 4 →Aug 28, 8:55 am EDTEOG RESOURCES INCEOGGary L ThomasPresident and COO150,150——0—
Aug 25, 2017 MForm 4 →Aug 28, 9:37 am EDTARROW ELECTRONICS INCARWSean J KerinsPresident, Global ECS4,477——0—
Aug 25, 2017 MForm 4 →Aug 28, 10:07 am EDTCOGNEX CORPCGNXRobert WillettCEO& President8,241——0—
Aug 25, 2017 AForm 4 →Aug 28, 10:32 am EDTPARK OHIO HOLDINGS CORPPKOHPatrick V AulettaDirector24——7,715—
Aug 25, 2017 AForm 4 →Aug 28, 10:33 am EDTPARK OHIO HOLDINGS CORPPKOHDan T Moore IIIDirector7——2,210—
Aug 25, 2017 AForm 4 →Aug 28, 10:33 am EDTPARK OHIO HOLDINGS CORPPKOHJohn D GrampaDirector22——6,919—
Aug 25, 2017 AForm 4 →Aug 28, 10:33 am EDTPARK OHIO HOLDINGS CORPPKOHEdward F CrawfordCEO, COB, Director, 10% Owner159——50,543—
Aug 24, 2017 MForm 4 →Aug 28, 10:35 am EDTMETTLER TOLEDO INTERNATIONAL INC/MTDChristian MaglothHead of Human Resources750——3,250—
Aug 24, 2017 MForm 4 →Aug 28, 11:56 am EDTClifton Bancorp Inc.CSBKCharles J PivirottoDirector46,675——0—
Aug 24, 2017 AForm 4 →Aug 28, 12:26 pm EDTCatalent, Inc.CTLTChristine DolanSVP - Product Development1,750——7,000—
Aug 24, 2017 AForm 4 →Aug 28, 12:29 pm EDTCatalent, Inc.CTLTLance MiyamotoSVP - Human Resources2,338——7,014—
Aug 24, 2017 CForm 4 →Aug 28, 12:30 pm EDTHOULIHAN LOKEY, INC.HLIScott L BeiserCHIEF EXECUTIVE OFFICER, Director, 10% Owner15,000——0—
Aug 25, 2017 MForm 4 →Aug 28, 12:37 pm EDTNORFOLK SOUTHERN CORPNSCMichael Joseph WheelerEVP & Chief Operating Officer2,370——1,330— amended
Aug 25, 2017 MForm 4 →Aug 28, 12:50 pm EDTPARKER HANNIFIN CORPPHLee C BanksPresident & COO17,889——17,889—
Aug 24, 2017 MForm 4 →Aug 28, 12:54 pm EDTESSEX PROPERTY TRUST INCESSByron A ScordelisDirector6,265——0—
Aug 25, 2017 MForm 4 →Aug 28, 1:23 pm EDTAlly Financial Inc.ALLYJeffrey Jonathan BrownChief Executive Officer, Director497——4,480—
Aug 25, 2017 MForm 4 →Aug 28, 1:23 pm EDTAlly Financial Inc.ALLYDavid J DebrunnerVP, CAO, Controller124——1,110—
Aug 25, 2017 MForm 4 →Aug 28, 1:23 pm EDTAlly Financial Inc.ALLYChristopher A HalmyChief Financial Officer242——2,177—
Aug 25, 2017 MForm 4 →Aug 28, 1:24 pm EDTAlly Financial Inc.ALLYDiane E. MoraisPresident, Ally Bank277——2,490—
Aug 25, 2017 MForm 4 →Aug 28, 1:24 pm EDTAlly Financial Inc.ALLYTimothy M. RussiPresident, Auto Finance304——2,738—
Aug 24, 2017 MForm 4 →Aug 28, 1:39 pm EDTEpizyme, Inc.EPZMPeter Tai-Ching HoChief Development Officer15,000——25,950—
Aug 25, 2017 MForm 4 →Aug 28, 2:10 pm EDTDSW Inc.DSWDeborah L FerreeV Chairman & Chief Mdsing Off.75,452——0—
Aug 25, 2017 MForm 4 →Aug 28, 2:18 pm EDTOLD POINT FINANCIAL CORPOPOFRobert F ShufordCHAIRMAN, PRESIDENT & CEO, Director4,980——0—
Aug 24, 2017 MForm 4 →Aug 28, 2:32 pm EDTCARPENTER TECHNOLOGY CORPCRSI Martin InglisDirector8,000——0—
Aug 25, 2017 MForm 4 →Aug 28, 2:33 pm EDTCARPENTER TECHNOLOGY CORPCRSJeffrey WadsworthDirector4,000——0—
Aug 9, 2017 AForm 4 →Aug 28, 2:42 pm EDTENCISION INCECIARobert H FriesDirector10,000——10,000— late
Aug 24, 2017 MForm 4 →Aug 28, 2:45 pm EDTUS ECOLOGY, INC.ECOLEric L GerrattEVP and CFO19,936——0—
Aug 9, 2017 AForm 4 →Aug 28, 2:55 pm EDTENCISION INCECIAPatrick W PaceDirector10,000——10,000— late
Aug 1, 2017 AForm 4 →Aug 28, 3:06 pm EDTMSC INDUSTRIAL DIRECT CO INCMSMLouise K GoeserDirector13——45— late
Aug 9, 2017 AForm 4 →Aug 28, 3:16 pm EDTENCISION INCECIAVern D KornelsenDirector, 10% Owner10,000——10,000— late
Aug 9, 2017 AForm 4 →Aug 28, 3:24 pm EDTENCISION INCECIAGregory J. TrudelCEO, Director10,000——10,000— late
Aug 28, 2017 MForm 4 →Aug 28, 3:35 pm EDTFOUR OAKS FINCORP INCFOFNMichael A WeeksDirector200——0—
Aug 28, 2017 MForm 4 →Aug 28, 3:37 pm EDTFOUR OAKS FINCORP INCFOFNRobert Gary RabonDirector200——0—
Aug 9, 2017 AForm 4 →Aug 28, 3:43 pm EDTENCISION INCECIADavid W NewtonVP of Technology, Director10,000——10,000— late
Aug 28, 2017 MForm 4 →Aug 28, 3:47 pm EDTFOUR OAKS FINCORP INCFOFNRoy Max Raynor Jr.Director200——0—
Aug 25, 2017 AForm 4 →Aug 28, 3:48 pm EDTCurAegis Technologies, Inc.CRGSE. Philip SaundersDirector250,000————
Aug 9, 2017 AForm 4 →Aug 28, 3:49 pm EDTENCISION INCECIAMichael BiggsVP of Engineering10,000——10,000— late

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.