SEC Form 4 · accession 0000085535-17-000028
ROYAL GOLD INC · RGLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tony A Jensen
Officer — CEO and President · Director
Period of report
Aug 16, 2017
Accepted (ET)
Aug 25, 2017 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000085535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 16, 2017 | F | 13,181 | $87.36 | D | 142,344 | I | by Family Trust |
| Common StockF2 | Aug 16, 2017 | M | 7,334 | $53.00 | A | 149,678 | I | by Family Trust |
| Common StockF2 | Aug 16, 2017 | M | 20,000 | $49.66 | A | 169,678 | I | by Family Trust |
| Common StockF2 | Aug 16, 2017 | M | 14,400 | $68.18 | A | 184,078 | I | by Family Trust |
| Common StockF2 | Aug 16, 2017 | M | 36,000 | $62.14 | A | 220,078 | I | by Family Trust |
| Common StockF2 | Aug 16, 2017 | M | 14,157 | $56.54 | A | 234,235 | I | by Family Trust |
| Common StockF3,F2 | Aug 16, 2017 | D | 58,399 | $87.36 | D | 175,836 | I | by Family Trust |
| Common StockF4,F2 | Aug 16, 2017 | S | 3,523 | $87.03 | D | 172,313 | I | by Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy ISO)F5 | $53.00 | Aug 16, 2017 | M | 629 | D | — | Nov 18, 2019 | Common Stock | 629 | 0 | D |
| Stock Option (Right to Buy ISO)F6 | $49.66 | Aug 16, 2017 | M | 1,333 | D | — | Nov 17, 2020 | Common Stock | 1,333 | 0 | D |
| Common StockF7 | $68.18 | Aug 16, 2017 | M | 977 | D | — | Nov 18, 2021 | Common Stock | 977 | 0 | D |
| Common StockF8 | $62.14 | Aug 16, 2017 | M | 1,609 | D | — | Aug 27, 2023 | Common Stock | 1,609 | 0 | D |
| Common StockF9 | $56.54 | Aug 16, 2017 | M | 589 | A | — | Aug 20, 2025 | Common Stock | 589 | 1,179 | D |
| Stock Appreciation Right (SARs)F5 | $53.00 | Aug 16, 2017 | M | 6,705 | D | — | Nov 18, 2019 | Common Stock | 6,705 | 0 | D |
| Stock Appreciation Right (SARs)F6 | $49.66 | Aug 16, 2017 | M | 18,667 | D | — | Nov 17, 2020 | Common Stock | 18,667 | 0 | D |
| Common StockF7 | $68.18 | Aug 16, 2017 | M | 13,423 | D | — | Nov 18, 2021 | Common Stock | 13,423 | 0 | D |
| Common StockF8 | $62.14 | Aug 16, 2017 | M | 34,391 | D | — | Aug 27, 2023 | Common Stock | 34,391 | 0 | D |
| Common StockF9 | $56.54 | Aug 16, 2017 | M | 13,568 | D | — | Aug 20, 2025 | Common Stock | 13,568 | 27,137 | D |
Explanation of responses
- F1Represents shares withheld to satisfy taxes; no shares were sold.
- F2Includes 39,116 shares of restricted stock that have not vested.
- F3Represents the difference between the number of SARs exercised (86,754) and the number of shares issuable as a result of the exercise (28,355).
- F4The range of the weighted average sales price is $87.00 and $87.11.
- F5One-third vests annually over 3 years beginning on November 18, 2010.
- F6One-third vest annually over 3 years beginning on November 17, 2011.
- F7One-third vest annually over 3 years beginning on November 18, 2012.
- F8One-third vest annually over 3 years beginning on August 24, 2014.
- F9One-third vest annually over 3 years beginning on Augst 20, 2016.