SEC Form 4 · accession 0000076334-17-000097
Parker-Hannifin Corp · PH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee C Banks
Officer — President & COO
Period of report
Aug 16, 2017
Accepted (ET)
Aug 28, 2017 · 12:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000076334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 25, 2017 | M | 17,889 | $128.50 | A | 79,682 | D | |
| Common StockF1 | Aug 25, 2017 | F | 1,718 | $157.26 | D | 77,964 | D | |
| Common Stock | holding | — | — | — | 9,344 | I | Parker Retirement Savings Plan | |
| Common Stock | holding | — | — | — | 13,909 | I | Elizabeth K. Banks Revocable Trust | |
| Common Stock | holding | — | — | — | 607 | I | Daughter | |
| Common Stock | holding | — | — | — | 607 | I | Son | |
| Common Stock | holding | — | — | — | 632 | I | Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $128.50 | Aug 25, 2017 | M | 17,889 | A | — | Aug 12, 2018 | Common Stock | 17,889 | 17,889 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranginfg from $157.22 to $157.28, inclusive. The reporting person undertakes to provide to Parker-Hannifin Corporation, any security holder of Parker-Hannifin Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
- F2The SAR vests in three equal annual installments beginning 11-07-2015.