SEC Form 4 · accession 0001179110-17-011845
ITERIS, INC. · ITI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas N Blair
Officer — Sr. Vice President
Period of report
Aug 23, 2017
Accepted (ET)
Aug 25, 2017 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 23, 2017 | M | 25,000 | $1.87 | A | 25,000 | D | |
| Common Stock | Aug 23, 2017 | M | 18,750 | $2.37 | A | 43,750 | D | |
| Common Stock | Aug 24, 2017 | S | 17,096 | $6.0047 | D | 26,654 | D | |
| Common Stock | Aug 25, 2017 | S | 26,654 | $5.979 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.87 | Aug 23, 2017 | M | 25,000 | D | — | Nov 17, 2024 | Common Stock | 25,000 | 0 | D |
| Stock option (right to buy)F1 | $2.37 | Aug 23, 2017 | M | 18,750 | D | — | Nov 1, 2025 | Common Stock | 18,750 | 0 | D |
Explanation of responses
- F1Stock option became exercisable in four (4) successive equal annual installments upon optionee's completion of each year of service over the four year period measured from the grant date.