SEC Form 4 · accession 0000017843-17-000051
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
I Martin Inglis
Director
Period of report
Aug 24, 2017
Accepted (ET)
Aug 28, 2017 · 2:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 24, 2017 | M | 8,000 | $22.35 | A | 11,200 | D | |
| Common StockF1 | Aug 24, 2017 | S | 8,000 | $39.766 | D | 3,200 | D | |
| Common StockF2 | holding | — | — | — | 400 | I | By Spouse in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Options (right to buy)F3 | $22.35 | Aug 24, 2017 | M | 8,000 | D | Oct 13, 2009 | Oct 13, 2018 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $39.56 per share to a high of $39.86 per share.
- F2These shares are held in the Susan M. Inglis Revocable Living Trust dated May 24, 1996, Susan M. Inglis, Trustee, for the benefit of Susan M. Inglis.
- F3The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors as part of his director compensation.