SEC Form 4 · accession 0000896878-17-000123
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sasan K Goodarzi
Officer — EVP, Small Bus. & Self-Emplyd.
Period of report
Aug 24, 2017
Accepted (ET)
Aug 25, 2017 · 7:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 24, 2017 | S | 1,100 | $134.5327 | D | 7,801 | D | |
| Common StockF3 | Aug 24, 2017 | S | 7,801 | $135.2805 | D | 0 | D | |
| Common Stock | Aug 24, 2017 | M | 90,000 | $42.78 | A | 90,000 | D | |
| Common StockF4 | Aug 24, 2017 | S | 4,900 | $134.4357 | D | 85,100 | D | |
| Common StockF5 | Aug 24, 2017 | S | 85,100 | $135.2704 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $42.78 | Aug 24, 2017 | M | 90,000 | D | Jul 18, 2014 | Aug 8, 2018 | Common Stock | 90,000 | 0 | D |
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in March 2017.
- F2This transaction was executed in multiple trades ranging from $133.99 to $134.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $135.00 to $135.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $133.83 to $134.82. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades ranging from $134.83 to $135.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.