SEC Form 4 · accession 0000085535-17-000029
ROYAL GOLD INC · RGLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tony A Jensen
Officer — CEO and President · Director
Period of report
Aug 23, 2017
Accepted (ET)
Aug 25, 2017 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000085535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 23, 2017 | M | 20,274 | $0.00 | A | 192,587 | I | by Familly Trust |
| Common StockF2,F1 | Aug 23, 2017 | F | 9,418 | $87.42 | D | 183,169 | I | by Family Trust |
| Common StockF3,F4 | Aug 23, 2017 | A | 9,320 | $0.00 | A | 192,489 | I | by Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF5 | $0.00 | Aug 23, 2017 | M | 5,500 | D | — | Aug 13, 2017 | Common Stock | 5,500 | 0 | D |
| Performance SharesF5 | $0.00 | Aug 23, 2017 | M | 6,000 | D | — | Aug 27, 2018 | Common Stock | 6,000 | 18,000 | D |
| Performance SharesF5 | $0.00 | Aug 23, 2017 | M | 4,545 | D | — | Aug 20, 2020 | Common Stock | 4,545 | 690 | D |
| Performance SharesF5 | $0.00 | Aug 23, 2017 | M | 4,229 | D | — | Aug 16, 2021 | Common Stock | 4,229 | 3,661 | D |
| Stock Option (Right to Buy ISO)F6 | $87.42 | Aug 23, 2017 | A | 1,143 | A | — | Aug 23, 2027 | Common Stock | 1,143 | 1,143 | D |
| Stock Appreciation RightF6 | $87.42 | Aug 23, 2017 | A | 24,427 | A | — | Aug 23, 2027 | Common Stock | 24,427 | 24,427 | D |
Explanation of responses
- F1Includes 39,116 shares of restricted stock that have not vested.
- F2Represents shares withheld to satisfy taxes; no shares were sold.
- F3Grant of restricted stock with a 2-year hold and then vesting as to one-third in years 3, 4 and 5.
- F4Includes 48,436 shares of restricted stock that have not vested.
- F5A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.
- F6One-third vest annually over 3 years beginning on August 23, 2018.