SEC Form 4 · accession 0001140361-17-033374
CLEARONE INC · CLRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zeynep Hakimoglu
Officer — PRESIDENT & CEO · Director
Period of report
Aug 25, 2017
Accepted (ET)
Aug 28, 2017 · 1:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000840715
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 25, 2017 | M | 5,000 | $4.03 | A | 246,607 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $4.03 | Aug 25, 2017 | M | 5,000 | D | Nov 4, 2009 | Nov 3, 2018 | Common Stock | 5,000 | 28,380 | D |
Explanation of responses
- F1On August 25, 2017, the reporting person exercised options to purchase 5,000 shares of common stock at an exercise price of $4.03 per share (the "Options").