SEC Form 4 · accession 0001710879-17-000007
TYLER TECHNOLOGIES INC · TYL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Marr Jr.
Officer — CEO and Chairman of the Board · Director
Period of report
Aug 23, 2017
Accepted (ET)
Aug 25, 2017 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000860731
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 23, 2017 | M | 6,020 | $16.61 | A | 339,457 | D | |
| Common StockF2 | Aug 23, 2017 | M | 18,000 | $21.11 | A | 357,457 | D | |
| Common Stock | Aug 23, 2017 | S | 12,000 | $170.18 | D | 345,457 | D | |
| Common Stock | Aug 23, 2017 | S | 6,000 | $170.53 | D | 339,457 | D | |
| Common StockF3 | Aug 24, 2017 | M | 6,627 | $21.11 | A | 346,084 | D | |
| Common Stock | Aug 24, 2017 | S | 6,627 | $170.05 | D | 339,457 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF4 | $16.61 | Aug 23, 2017 | M | 6,020 | D | — | Jun 15, 2020 | Common Stock | 6,020 | 0 | D |
| OptionF5 | $21.11 | Aug 23, 2017 | M | 18,000 | D | — | Dec 15, 2020 | Common Stock | 18,000 | 18,000 | D |
| OptionF6 | $21.11 | Aug 24, 2017 | M | 6,627 | D | — | Dec 15, 2020 | Common Stock | 6,627 | 11,373 | D |
Explanation of responses
- F1Acquired through the exercise of options.
- F2Acquired through the exercise of options.
- F3Acquired through the exercise of options.
- F4Option has graded vesting. Date exercisable will vary with each vesting tranche.
- F5Option has graded vesting. Date exercisable will vary with each vesting tranche.
- F6Option has graded vesting. Date exercisable will vary with each vesting tranche.