SEC Form 4 · accession 0000017843-17-000052
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Wadsworth
Director
Period of report
Aug 25, 2017
Accepted (ET)
Aug 28, 2017 · 2:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 25, 2017 | M | 4,000 | $22.35 | A | 4,200 | D | |
| Common Stock | Aug 25, 2017 | S | 4,000 | $40.25 | D | 200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F1 | $22.35 | Aug 25, 2017 | M | 4,000 | D | Oct 13, 2009 | Oct 13, 2018 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors as part of his director compensation.