SEC Form 4 · accession 0000085535-17-000032
ROYAL GOLD INC · RGLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mark Isto
Officer — VP Operations
Period of report
Aug 23, 2017
Accepted (ET)
Aug 25, 2017 · 7:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000085535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 23, 2017 | M | 3,256 | $0.00 | A | 16,047 | D | |
| Common StockF2,F3 | Aug 23, 2017 | A | 3,150 | $0.00 | A | 19,197 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF4 | $0.00 | Aug 23, 2017 | M | 1,718 | D | — | Aug 20, 2020 | Common Stock | 1,718 | 260 | D |
| Performance SharesF4 | $0.00 | Aug 23, 2017 | M | 1,538 | D | — | Aug 16, 2021 | Common Stock | 1,538 | 1,332 | D |
| Stock Option (Right to Buy ISOs)F5 | $87.42 | Aug 23, 2017 | A | 1,143 | A | — | Aug 23, 2027 | Common Stock | 1,143 | 1,143 | D |
| Stock Appreciation Rights (SSARs)F5 | $87.42 | Aug 23, 2017 | A | 7,497 | A | — | Aug 23, 2027 | Common Stock | 7,497 | 7,497 | D |
Explanation of responses
- F1Includes 9,102 shares of restricted stock that have not vested.
- F2Grant of resticted stock units with a 2-year hold and then vesting as to one-third in years 3, 4 and 5.
- F3Includes 12,252 shares of restricted stock or restricted stock units that have not vested.
- F4A performance award represents a contingent right to receive shares of common stock upon achievemen of certain performance goals.
- F5One-third vest annually over 3 years beginning on August 23, 2018.