SEC Form 4 · accession 0001140361-17-033318
Achaogen, Inc. · AKAO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Blake Wise
Officer — President & COO
Period of report
Aug 23, 2017
Accepted (ET)
Aug 25, 2017 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 23, 2017 | M | 35,363 | $3.66 | A | 178,416 | I | See Footnote |
| Common StockF2 | holding | — | — | — | 69,687 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (Right to Buy)F1 | $3.66 | Aug 23, 2017 | M | 35,363 | D | Jun 3, 2016 | Jun 3, 2021 | Common Stock | 35,363 | 0 | I |
Explanation of responses
- F1The shares are held directly by the Blake A. Wise Living Trust.
- F2Includes 3,000 shares of common stock acquired under the Issuer's Employee Stock Purchase Plan on May 31, 2017.