SEC Form 4 · accession 0001437749-17-015374
US ECOLOGY, INC. · ECOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric L Gerratt
Officer — EVP and CFO
Period of report
Aug 24, 2017
Accepted (ET)
Aug 28, 2017 · 2:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000742126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 24, 2017 | M | 857 | $23.48 | A | 31,447 | D | |
| Common Stock | Aug 24, 2017 | S | 857 | $46.87 | D | 30,590 | D | |
| Common Stock | Aug 24, 2017 | M | 6,600 | $20.63 | A | 37,190 | D | |
| Common Stock | Aug 24, 2017 | S | 6,600 | $46.78 | D | 30,590 | D | |
| Common Stock | Aug 24, 2017 | M | 2,392 | $16.18 | A | 32,982 | D | |
| Common Stock | Aug 24, 2017 | S | 2,392 | $46.78 | D | 30,590 | D | |
| Common Stock | Aug 24, 2017 | M | 3,420 | $19.71 | A | 34,010 | D | |
| Common Stock | Aug 24, 2017 | S | 3,420 | $46.78 | D | 30,590 | D | |
| Common Stock | Aug 24, 2017 | M | 5,609 | $25.25 | A | 36,199 | D | |
| Common Stock | Aug 24, 2017 | S | 5,609 | $46.87 | D | 30,590 | D | |
| Common Stock | Aug 25, 2017 | M | 1,058 | $19.71 | A | 31,648 | D | |
| Common Stock | Aug 25, 2017 | S | 1,058 | $46.70 | D | 30,590 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option | $23.48 | Aug 24, 2017 | M | 857 | D | Dec 6, 2008 | Dec 6, 2017 | Common Stock | 857 | 0 | D |
| Common Stock Option | $20.63 | Aug 24, 2017 | M | 6,600 | D | Jan 2, 2010 | Jan 2, 2019 | Common Stock | 6,600 | 0 | D |
| Common Stock Option | $16.18 | Aug 24, 2017 | M | 2,392 | D | Apr 10, 2011 | Mar 10, 2021 | Common Stock | 2,392 | 0 | D |
| Common Stock Option | $19.71 | Aug 24, 2017 | M | 3,420 | D | Mar 21, 2012 | Feb 21, 2022 | Common Stock | 3,420 | 1,058 | D |
| Common Stock Option | $25.25 | Aug 24, 2017 | M | 5,609 | D | Mar 5, 2014 | Mar 4, 2023 | Common Stock | 5,609 | 19,367 | D |
| Common Stock Option | $19.71 | Aug 25, 2017 | M | 1,058 | D | Mar 21, 2012 | Feb 21, 2022 | Common Stock | 1,058 | 0 | D |