Company · CIK 0000891417 · SIC 3470 — Coating, Engraving & Allied Services · OTC
PEN INC. · PENC
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2016 PForm 4 → | Aug 8, 10:31 am EDT | Ronald J BermanDirector | 1,497 | $2.28 | $3,406 | 45,844 | +3.38% | plan? |
| Jul 25, 2016 JForm 4 → | Jul 27, 9:12 am EDT | Howard G Westerman Jr.Director | 889 | $2.25 | $2,000 | 13,077 | — | plan? |
| Jul 25, 2016 JForm 4 → | Jul 27, 9:09 am EDT | Scott E. RickertCEO, President, Chairman, Director, 10% Owner | 889 | $2.25 | $2,000 | 467,712 | — | plan? |
| Jul 25, 2016 JForm 4 → | Jul 27, 9:06 am EDT | Jeanne M RickertChief Legal Officer, Director | 889 | $2.25 | $2,000 | 467,712 | — | plan? |
| Jul 25, 2016 JForm 4 → | Jul 27, 9:02 am EDT | Douglas Q. HolmesDirector | 889 | $2.25 | $2,000 | 2,783 | — | plan? |
| Jul 25, 2016 JForm 4 → | Jul 27, 8:59 am EDT | Ronald J BermanDirector | 889 | $2.25 | $2,000 | 44,347 | — | plan? |
| Jul 12, 2016 PForm 4 → | Jul 14, 2:02 pm EDT | Ronald J BermanDirector | 1,000 | $2.65 | $2,650 | 43,458 | +2.36% | plan? |
| Jul 8, 2016 PForm 4 → | Jul 11, 12:56 pm EDT | Ronald J BermanDirector | 500 | $2.55 | $1,275 | 42,458 | +1.19% | plan? |
| Jul 1, 2016 PForm 4 → | Jul 5, 10:58 am EDT | Ronald J BermanDirector | 1,500 | $2.68 | $4,027 | 41,958 | +3.71% | plan? |
| Jun 2, 2016 PForm 4 → | Jun 6, 2:06 pm EDT | Ronald J BermanDirector | 1,000 | $2.96 | $2,960 | 40,458 | +2.53% | plan? |
| May 18, 2016 PForm 4 → | May 20, 9:20 am EDT | Ronald J BermanDirector | 1,000 | $2.90 | $2,900 | 39,458 | +2.60% | plan? |
| Apr 25, 2016 JForm 4 → | Apr 27, 2:24 pm EDT | Howard G Westerman Jr.Director | 1,200 | $2.50 | $3,000 | 12,188 | — | plan? |
| Apr 25, 2016 JForm 4 → | Apr 27, 2:20 pm EDT | Scott E. RickertCEO, President, Chairman, Director, 10% Owner | 800 | $2.50 | $2,000 | 466,823 | — | plan? |
| Apr 25, 2016 JForm 4 → | Apr 27, 2:15 pm EDT | Jeanne M RickertChief Legal Officer, Director | 800 | $2.50 | $2,000 | 466,823 | — | plan? |
| Apr 25, 2016 JForm 4 → | Apr 27, 2:11 pm EDT | Douglas Q. HolmesDirector | 800 | $2.50 | $2,000 | 1,894 | — | plan? |
| Apr 25, 2016 JForm 4 → | Apr 27, 2:08 pm EDT | Ronald J BermanDirector | 800 | $2.50 | $2,000 | 38,458 | — | plan? |
| Apr 12, 2016 PForm 4 → | Apr 13, 4:45 pm EDT | Ronald J BermanDirector | 513 | $2.50 | $1,283 | 38,171 | +1.36% | plan? |
| Feb 18, 2016 JForm 4 → | Feb 19, 2:40 pm EST | Carl Zeiss Inc.10% Owner | 312 | — | — | 831 | — | plan? |
| Feb 17, 2016 JForm 4/A → | Apr 7, 5:13 pm EDT | Ronald J BermanDirector | 312 | $3.20 | $998 | 37,658 | — | plan? |
| Feb 17, 2016 JForm 4 → | Feb 19, 7:41 am EST | Ronald J BermanDirector | 312 | $3.20 | $998 | 37,152 | — | plan? amended |
| Feb 17, 2016 JForm 4 → | Feb 19, 7:38 am EST | Howard G Westerman Jr.Director | 312 | $3.20 | $998 | 24,101 | — | plan? |
| Feb 17, 2016 JForm 4 → | Feb 19, 7:36 am EST | Jeanne M RickertChief Legal Officer, Director | 312 | $3.20 | $998 | 466,023 | — | plan? |
| Feb 17, 2016 JForm 4 → | Feb 19, 6:15 am EST | Scott E. RickertCEO, President, Chairman, Director, 10% Owner | 312 | $3.20 | $998 | 466,023 | — | plan? |
| Feb 17, 2016 JForm 4 → | Feb 19, 6:07 am EST | Douglas Q. HolmesDirector | 312 | $3.20 | $998 | 1,094 | — | plan? |
| Jan 8, 2016 DForm 4 → | Jan 11, 2:05 pm EST | Adam C WassermanChief Financial Officer | 670,000 | $0.0098 | $6,566 | 0 | — | plan? |
| Jan 6, 2016 DForm 4 → | Jan 7, 10:51 am EST | Adam C WassermanChief Financial Officer | 900,000 | $0.0102 | $9,180 | 670,000 | — | plan? |
| Dec 31, 2015 PForm 4 → | Jan 5, 2016, 4:42 pm EST | Ronald J BermanDirector | 200,000 | $0.0122 | $2,440 | 6,630,213 | +3.11% | plan? |
| Dec 29, 2015 DForm 4 → | Dec 30, 3:39 pm EST | Adam C WassermanChief Financial Officer | 430,000 | $0.0118 | $5,074 | 1,570,000 | — | plan? |
| Dec 24, 2015 PForm 4 → | Jan 22, 2016, 9:37 am EST | Ronald J BermanDirector | 100,000 | $0.013 | $1,300 | 6,530,213 | +1.56% | plan? late |
| Dec 21, 2015 PForm 4 → | Dec 23, 9:23 am EST | Ronald J BermanDirector | 450,000 | $0.0132 | $5,940 | 6,430,213 | +7.52% | plan? |
| Dec 9, 2015 AForm 4 → | Dec 18, 2:05 pm EST | Adam C WassermanChief Financial Officer | 2,000,000 | $0.015 | $30,000 | 2,000,000 | — | plan? late |
| Dec 7, 2015 PForm 4 → | Dec 8, 2:14 pm EST | Ronald J BermanDirector | 918,000 | $0.0152 | $13,940 | 5,980,213 | +18.1% | plan? |
| Dec 2, 2015 PForm 4/A → | Dec 4, 4:22 pm EST | Ronald J BermanDirector | 426,900 | $0.0151 | $6,459 | 5,062,213 | +9.21% | plan? |
| Nov 30, 2015 JForm 4/A → | Dec 4, 4:22 pm EST | Ronald J BermanDirector | 47,170 | $0.0212 | $1,000 | 4,635,313 | — | plan? |
| Nov 30, 2015 JForm 4 → | Dec 1, 2:03 pm EST | Howard G Westerman Jr.Director | 47,170 | $0.0212 | $1,000 | 2,406,980 | — | plan? |
| Nov 30, 2015 JForm 4 → | Dec 1, 2:03 pm EST | Robert RonstadtDirector | 47,170 | $0.0212 | $1,000 | 5,325,804 | — | plan? |
| Nov 30, 2015 JForm 4 → | Dec 1, 2:02 pm EST | Scott E. RickertCEO, President, Chairman, Director, 10% Owner | 47,170 | $0.0212 | $1,000 | 83,827,471 | — | plan? |
| Nov 30, 2015 JForm 4 → | Dec 1, 2:01 pm EST | Jeanne M RickertChief Legal Officer, Director | 47,170 | $0.0212 | $1,000 | 83,827,471 | — | plan? |
| Nov 30, 2015 JForm 4 → | Dec 1, 2:00 pm EST | Douglas Q. HolmesDirector | 47,170 | $0.0212 | $1,000 | 140,448 | — | plan? |
| Nov 30, 2015 PForm 4 → | Dec 1, 2:00 pm EST | Ronald J BermanDirector | 47,170 | $0.0212 | $1,000 | 5,226,010 | +0.91% | plan? amended |
| Nov 25, 2015 PForm 4/A → | Jan 22, 2016, 3:46 pm EST | Ronald J BermanDirector | 1,783 | $0.026 | $46 | 4,093,223 | +0.04% | plan? |
| Nov 20, 2015 PForm 4/A → | Jan 22, 2016, 3:40 pm EST | Ronald J BermanDirector | 96,490 | $0.0229 | $2,210 | 5,128,930 | +1.92% | plan? |
| Nov 18, 2015 PForm 4 → | Nov 23, 10:31 am EST | Ronald J BermanDirector | 236,400 | $0.023 | $5,432 | 5,178,840 | +4.78% | plan? late |
| Sep 29, 2015 PForm 4/A → | Oct 5, 10:14 am EDT | Ronald J BermanDirector | 114,700 | $0.0264 | $3,026 | 5,036,140 | +2.33% | plan? |
| Sep 29, 2015 PForm 4 → | Oct 1, 12:43 pm EDT | Ronald J BermanDirector | 114,700 | $0.2638 | $30,263 | 5,036,140 | +2.33% | plan? amended |
| Sep 10, 2015 PForm 4 → | Sep 11, 11:37 am EDT | Ronald J BermanDirector | 200,000 | $0.03 | $6,000 | 4,291,440 | +4.89% | plan? |
| Aug 25, 2015 PForm 4 → | Aug 27, 3:27 pm EDT | Ronald J BermanDirector | 76,600 | $0.0285 | $2,187 | 4,091,440 | +1.91% | plan? |
| Aug 19, 2015 PForm 4 → | Aug 21, 10:56 am EDT | Ronald J BermanDirector | 106,600 | $0.0298 | $3,171 | 4,039,657 | +2.71% | plan? |
| Aug 18, 2015 PForm 4 → | Aug 19, 11:05 am EDT | Ronald J BermanDirector | 113,731 | $0.0349 | $3,973 | 3,933,057 | +2.98% | plan? |
| Aug 13, 2015 PForm 4/A → | Jan 22, 2016, 3:35 pm EST | Ronald J BermanDirector | 28,650 | $0.0122 | $350 | 3,650,063 | +0.79% | plan? |
| Aug 13, 2015 PForm 4 → | Aug 17, 11:42 am EDT | Ronald J BermanDirector | 244,913 | $0.0294 | $7,206 | 3,866,326 | +6.76% | plan? amended |
| Jul 30, 2015 JForm 4 → | Aug 3, 10:02 am EDT | Carl Zeiss Inc.10% Owner | 30,864 | — | — | 93,248 | — | plan? |
| Jul 30, 2015 JForm 4 → | Jul 31, 2:43 pm EDT | Ronald J BermanDirector | 30,864 | $0.0324 | $1,000 | 3,621,413 | — | plan? |
| Jul 30, 2015 JForm 4 → | Jul 31, 2:40 pm EDT | Howard G Westerman Jr.Director | 30,864 | $0.0324 | $1,000 | 2,359,810 | — | plan? |
| Jul 30, 2015 JForm 4 → | Jul 31, 2:37 pm EDT | Robert RonstadtDirector | 30,864 | $0.0324 | $1,000 | 5,278,634 | — | plan? |
| Jul 30, 2015 JForm 4 → | Jul 31, 2:35 pm EDT | Jeanne M RickertChief Legal Officer, Director | 30,864 | $0.0324 | $1,000 | 83,780,301 | — | plan? |
| Jul 30, 2015 JForm 4 → | Jul 31, 2:33 pm EDT | Scott E. RickertCEO, President, Chairman, Director, 10% Owner | 30,864 | $0.0324 | $1,000 | 83,780,301 | — | plan? |
| Jul 30, 2015 JForm 4 → | Jul 31, 2:31 pm EDT | Douglas Q. HolmesDirector | 30,864 | $0.0324 | $1,000 | 93,248 | — | plan? |
| Jul 2, 2015 PForm 4 → | Jul 6, 2:32 pm EDT | Ronald J BermanDirector | 80,000 | $0.0343 | $2,748 | 3,590,549 | +2.28% | plan? |
| Jun 10, 2015 PForm 4 → | Jun 11, 11:21 am EDT | Ronald J BermanDirector | 38,800 | $0.035 | $1,358 | 3,598,349 | +1.09% | plan? |
| Jun 3, 2015 PForm 4 → | Jun 5, 3:51 pm EDT | Ronald J BermanDirector | 59,050 | $0.0423 | $2,500 | 3,559,549 | +1.69% | plan? |
| May 27, 2015 PForm 4 → | May 29, 4:30 pm EDT | Ronald J BermanDirector | 50,000 | $0.04 | $2,000 | 3,500,499 | +1.45% | plan? |
| May 14, 2015 PForm 4 → | May 15, 4:39 pm EDT | Ronald J BermanDirector | 100,000 | $0.04 | $4,000 | 3,450,499 | +2.98% | plan? |
| May 4, 2015 JForm 4 → | May 6, 9:07 pm EDT | Carl Zeiss Inc.10% Owner | 23,923 | — | — | 62,384 | — | plan? |
| May 4, 2015 JForm 4 → | May 4, 4:59 pm EDT | Howard G Westerman Jr.Director | 23,923 | $0.042 | $1,005 | 2,328,946 | — | plan? |
| May 4, 2015 JForm 4 → | May 4, 4:55 pm EDT | Robert RonstadtDirector | 23,923 | $0.042 | $1,005 | 5,247,770 | — | plan? |
| May 4, 2015 JForm 4 → | May 4, 4:51 pm EDT | Scott E. RickertCEO, President, Chairman, Director, 10% Owner | 23,923 | $0.042 | $1,005 | 83,749,437 | — | plan? |
| May 4, 2015 JForm 4 → | May 4, 4:48 pm EDT | Jeanne M RickertChief Legal Officer, Director | 23,923 | $0.042 | $1,005 | 83,749,437 | — | plan? |
| May 4, 2015 JForm 4 → | May 4, 4:43 pm EDT | Douglas Q. HolmesDirector | 23,923 | $0.042 | $1,005 | 62,384 | — | plan? |
| May 4, 2015 JForm 4 → | May 4, 4:39 pm EDT | Ronald J BermanDirector | 23,923 | $0.042 | $1,005 | 3,350,499 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2019 PForm 4 → | Feb 4, 4:02 pm EST | Howard G Westerman Jr.Director | 30,157 | $0.03 | $905 | 67,852 | — | |
| Jan 31, 2019 PForm 4 → | Feb 4, 4:01 pm EST | Tom J. BermanPresident, Director | 106,350 | $0.03 | $3,190 | 29,615 | — | |
| Oct 16, 2018 PForm 4 → | Oct 18, 9:23 am EDT | Ronald J BermanDirector | 381,357 | $0.03 | $11,441 | 383,100 | — | amended |
| Oct 16, 2018 PForm 4 → | Oct 18, 9:08 am EDT | Howard G Westerman Jr.Director | 101,694 | $0.03 | $3,051 | 102,753 | — | |
| May 23, 2017 CForm 4 → | Jun 1, 9:10 pm EDT | Carl Zeiss Inc.10% Owner | 262,631 | — | — | 262,631 | — | late |