SEC Form 4 · accession 0001493152-15-004619
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Ronald J Berman
Director
Period of report
Sep 29, 2015
Accepted (ET)
Oct 1, 2015 · 12:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 29, 2015 | P | 21,000 | $0.28 | A | 4,942,440 | D | |
| Class A Common Stock | Sep 29, 2015 | P | 9,000 | $0.247 | A | 4,951,440 | D | |
| Class A Common Stock | Sep 29, 2015 | P | 29,800 | $0.273 | A | 4,981,240 | D | |
| Class A Common Stock | Sep 29, 2015 | P | 12,000 | $0.275 | A | 4,993,240 | D | |
| Class A Common Stock | Sep 30, 2015 | P | 42,900 | $0.25 | A | 5,036,140 | D |
Table II — derivative securities
No Table II lines on this filing.