SEC Form 4/A · accession 0001493152-15-004684
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ronald J Berman
Director
Period of report
Sep 29, 2015
Accepted (ET)
Oct 5, 2015 · 10:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 29, 2015 | P | 21,000 | $0.028 | A | 4,942,440 | D | |
| Class A Common Stock | Sep 29, 2015 | P | 9,000 | $0.0247 | A | 4,951,440 | D | |
| Class A Common Stock | Sep 29, 2015 | P | 29,800 | $0.0273 | A | 4,981,240 | D | |
| Class A Common Stock | Sep 29, 2015 | P | 12,000 | $0.0275 | A | 4,993,240 | D | |
| Class A Common Stock | Sep 30, 2015 | P | 42,900 | $0.025 | A | 5,036,140 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Original filing reflected prices higher than actual transaction prices for each transaction. Other information unchanged.