SEC Form 4/A · accession 0001493152-15-006053
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ronald J Berman
Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 4, 2015 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 30, 2015 | J | 47,170 | $0.0212 | A | 4,635,313 | D | |
| Class A Common Stock | Dec 2, 2015 | P | 244,900 | $0.015 | A | 4,880,213 | D | |
| Class A Common Stock | Dec 3, 2015 | P | 20,000 | $0.0176 | A | 4,900,213 | D | |
| Class A Common Stock | Dec 3, 2015 | P | 160,000 | $0.015 | A | 5,060,213 | D | |
| Class A Common Stock | Dec 4, 2015 | P | 2,000 | $0.0165 | A | 5,062,213 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Amount of securities beneficially owned in column 5 of Table 1 was incorrect in all prior filings in 2015.