SEC Form 4/A · accession 0001493152-16-006894
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ronald J Berman
Director
Period of report
Nov 20, 2015
Accepted (ET)
Jan 22, 2016 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 20, 2015 | P | 96,490 | $0.0229 | A | 5,128,930 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Orginal filing reported 96,400 rather than 96,490 shares at this price.
- F2Total as reported on original filing increased by the additional 90 shares.