SEC Form 4 · accession 0001493152-15-005956
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas Q. Holmes
Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 1, 2015 · 2:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 30, 2015 | J | 47,170 | $0.0212 | A | 140,448 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Shares acquired on November 30, 2015 were awarded as compensation for service as a director of PEN Inc.