SEC Form 4 · accession 0001493152-16-007531
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Ronald J Berman
Director
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 7:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 17, 2016 | J | 312 | $3.20 | A | 37,152 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Shares acquired were awarded as compensation for service as a director of PEN Inc,. Share total in Column 5 of Table 1 reflects reverse split that was effective January 26, 2016.