SEC Form 4 · accession 0001493152-16-007529
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard G Westerman Jr.
Director
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 7:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 17, 2016 | J | 312 | $3.20 | A | 24,101 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Shares were awarded as compensation for service as a director of PEN Inc. Share total in Column 5 of Table 1 reflects reverse split that was effective January 26, 2016.