SEC Form 4 · accession 0001493152-15-003794
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Ronald J Berman
Director
Period of report
Aug 13, 2015
Accepted (ET)
Aug 17, 2015 · 11:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 13, 2015 | P | 28,600 | $0.028 | A | 3,650,013 | D | |
| Class A Common Stock | Aug 13, 2015 | P | 155,000 | $0.029 | A | 3,805,013 | D | |
| Class A Common Stock | Aug 13, 2015 | P | 14,313 | $0.03 | A | 3,819,326 | D | |
| Class A Common Stock | Aug 14, 2015 | P | 47,000 | $0.0315 | A | 3,866,326 | D |
Table II — derivative securities
No Table II lines on this filing.