SEC Form 4 · accession 0001493152-15-003943
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Aug 19, 2015
Accepted (ET)
Aug 21, 2015 · 10:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 19, 2015 | P | 80,000 | $0.03 | A | 4,013,057 | D | |
| Class A Common Stock | Aug 20, 2015 | P | 26,600 | $0.029 | A | 4,039,657 | D |
Table II — derivative securities
No Table II lines on this filing.