SEC Form 4 · accession 0001493152-16-011277
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 5, 2016 · 10:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 1, 2016 | P | 1,000 | $2.73 | A | 41,458 | D | |
| Class A Common Stock | Jul 1, 2016 | P | 338 | $2.64 | A | 41,796 | D | |
| Class A Common Stock | Jul 1, 2016 | P | 162 | $2.50 | A | 41,958 | D |
Table II — derivative securities
No Table II lines on this filing.