SEC Form 4 · accession 0001493152-16-012071
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Aug 4, 2016
Accepted (ET)
Aug 8, 2016 · 10:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 4, 2016 | P | 500 | $2.225 | A | 44,847 | D | |
| Class A Common Stock | Aug 4, 2016 | P | 497 | $2.25 | A | 45,344 | D | |
| Class A Common Stock | Aug 4, 2016 | P | 500 | $2.35 | A | 45,844 | D |
Table II — derivative securities
No Table II lines on this filing.