SEC Form 4 · accession 0001493152-15-006123
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Dec 7, 2015
Accepted (ET)
Dec 8, 2015 · 2:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 7, 2015 | P | 400,000 | $0.015 | A | 5,462,213 | D | |
| Class A Common Stock | Dec 7, 2015 | P | 50,000 | $0.0184 | A | 5,512,213 | D | |
| Class A Common Stock | Dec 8, 2015 | P | 468,000 | $0.015 | A | 5,980,213 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Amendment to prior filing relates solely to error reporting amount beneficially owned under column 5 of Table I in prior filings in 2015 and 2014. Correct number now reflected in column 5.