SEC Form 4/A · accession 0001493152-16-006895
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ronald J Berman
Director
Period of report
Nov 25, 2015
Accepted (ET)
Jan 22, 2016 · 3:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 25, 2015 | P | 1,783 | $0.026 | A | 4,093,223 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were omitted in the original filing.
- F2Total from original filing, increased by the additional 1,783 shares.