SEC Form 4 · accession 0001493152-15-005798
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Nov 18, 2015
Accepted (ET)
Nov 23, 2015 · 10:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 18, 2015 | P | 40,000 | $0.024 | A | 4,982,440 | D | |
| Class A Common Stock | Nov 18, 2015 | P | 49,000 | $0.0228 | A | 5,031,440 | D | |
| Class A Common Stock | Nov 18, 2015 | P | 1,000 | $0.022 | A | 5,032,440 | D | |
| Class A Common Stock | Nov 20, 2015 | P | 96,400 | $0.0229 | A | 5,128,840 | D | |
| Class A Common Stock | Nov 20, 2015 | P | 50,000 | $0.0225 | A | 5,178,840 | D |
Table II — derivative securities
No Table II lines on this filing.